Laystrom Manufacturing Co.Download PDFNational Labor Relations Board - Board DecisionsApr 8, 1965151 N.L.R.B. 1482 (N.L.R.B. 1965) Copy Citation 1482 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Without exception these witnesses exhibited an undisguised vindictiveness toward the Company. In my judgment , no prudent man could accept the testimony of these witnesses , and upon it base any decision of importance. The testimony of these ex-employees set forth above, demonstrates the propriety of this finding . In this category of disgruntled ex-employees, whose testimony I deem unreliable are Marolf, Crowe, Connelly, and Cochran. I reject the entire testimony of these individuals. Furthermore, this phase of the case presented by the General Counsel appears to be fashioned from bits and pieces of half-remembered or slanted testimony from par- tisan witnesses , who were smarting from the disappointment of an election which had been lost. On the other hand the supervisors and officials of the Company who were presented as witnesses testified in a matter-of-fact, convincing manner. I credit the testimony of Williams, Rupe, and Townsend. It is also found that the Company did not commit unfair labor practices by the issuance of the questionnaire to its supervisors . Surveillance and interrogation have been deemed restraint , coercion , and interference on the practical theory that if employees know of these things they are automatically put in fear of reprisal by the employer. Here, there could be no fear of such conduct for the employees did not know of it. As I view this questionnaire , it was a wholly management affair, equiva- lent to a verbal discussion concerning the election , after the balloting was concluded. I know of no case which holds such conduct as violative of the Act. The second questionnaire answered by the employees presents a closer question. Here, the employees were made aware of the employer's interest in the election, but is that coercive? The General Counsel takes the position that the questionnaire probs an area beyond "the legitimate concern" of the Company, and is therefore an unfair labor practice . I do not agree that the Act proscribes such conduct. It is conceded by all that under Section 8 (c) of the Act employers have the right to express "any views, arguments, or opinion " if "such expression contains no threat of reprisal or force or promise of benefit." Under the right conferred by this section, employers by the use of "free speech" engage in campaigns to bring their views on unionization to their employees . In my judgment this section also permits an employer to try to estimate the effectiveness of his "views, arguments or opinion ," as long as his con- duct does not contain a "threat of reprisal or force or promise of benefit ." No such threat or promise has been proven here. Therefore, for the reasons stated above, I shall recommend that the complaint be dismissed in its entirety. Upon the basis of the foregoing findings of fact and upon the entire record in the case, I make the following: CONCLUSIONS OF LAW 1. The Respondent is, and has been at all times material to the issues in this pro- ceeding, an employer within the meaning of Section 2(2) of the Act, engaged in com- merce within the meaning of Section 2(6) and (7) of the Act. 2. The Union is a labor organization within the meaning of Section 2(5) of the Act. 3. The evidence fails to establish that Respondent discharged or refused to reinstate Sidney E. Whittington because he engaged in union or concerted activities thereby violating Section 8(a)(3) and (1) of the Act, or engaged in the other unfair labor practices alleged in the complaint. RECOMMENDED ORDER The complaint should be, and hereby is , dismissed. Laystrom Manufacturing Co. and Tool and Die Makers Lodge No. 113 , International Association of Machinists , AFL-CIO. Case No. 13-CA-6305. April 8, 1965 DECISION AND ORDER On August 26, 1964, Trial Examiner C. W. Whittemore issued his Decision in the above-entitled proceeding, finding that Respondent 151 NLRB No. 144. LAYSTROM MANUFACTURING CO. 1483 had not engaged in the alleged unfair labor practices within the meaning of the National Labor Relations Act, as amended, and recommending that the complaint be dismissed in its entirety. There- after, only the General Counsel and the Union filed exceptions to the Decision, and briefs in support thereof. The Respondent filed an anwering brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with this case to a three- member panel [Chairman McCulloch and Members Fanning and Brown]. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions and briefs, and the entire record in this case, and finds that the exceptions of the General Counsel and the Union have merit. The Board therefore adopts the findings, conclusions, and recommendations of the Trial Examiner only to the extent consistent herewith. In April 1960 the Union was certified as the collective-bargaining representative of Respondent's toolroom employees. Thereafter the parties entered into two successive 1-year contracts. In March 1962, at the expiration of the second contract, Respondent petitioned for an election under Section 9(c) (1) (B) of the Act.' The Union was again certified and shortly thereafter a 2-year contract, running until June 2, 1964, was signed. On March 16, 1964, the Union by letter requested bargaining on a new contract. On the same day Respondent again filed a petition for an election,2 and by letter informed the Union that it believed that the Union no longer represented a majority of the employees. Accordingly, Respondent refused to grant the Union's request to bargain. The issue is whether or not this refusal was unlawful. Absent unusual circumstances, there is an irrebuttable presump- tion that the majority status of a certified union continues for 1 year from the date of certification3 After the first year the certifi- cate still creates a presumption of majority status, but the presump- tion is normally rebuttable by an affirmative showing that the union no longer commands a majority.4 Moreover , where the certificate is a year or more old an employer may withhold further bargaining 1 Case No. 13-RM-624. 2 Case No 13-RM-733. 8 See, e.g , Ray Brooks v N.L.R B. , 348 U.S. 96; Celanese Corporation of America, 95 NLRB 664, 672 4 Frito-Lay, Inc., 151 NLRB 28, Cf. Celanese Corporation of Amertea , supra. 1484 DECISIONS OF NATIONAL LABOR RELATIONS BOARD without violating the Act and insist that the union reestablish its statutory representative status if, but only if, he in good faith has a, reasonable doubt of the union's continuing majority., A showing of such doubt, however, requires more than an em- ployer's mere assertion of it and more than proof of the employer's subjective frame of mind. The assertion must be supported by objective considerations. The applicable test, as defined in the Celanese case, is whether or not the objective facts furnish a "reason- able basis" for the asserted doubt, or, put another way, whether or not there are "some reasonable grounds for believing the Union has lost its majority status since its certification." 6 In the instant case, the Trial Examiner found, in effect, that Respondent had a subjective good-faith doubt of the certified Union's majority in March 1964. On that basis, and because Respondent engaged in no independent unfair labor practices, he sustained Respondent's principal defense and ruled that Respondent had not engaged in the refusal-to-bargain violation which the complaint alleged. Measuring Respondent's claimed doubt of majority status by the standards set out above, however, we must disagree with the Trial Examiner's ultimate conclusion. The Respondent in our opinion did not show reasonable grounds for believing that the Union had lost its majority prior to March 16, 1964. It showed only that the tally in the prior election was 17 to 13 and that of the employees eligible to vote 16 had terminated their employment and 8 were newly hired since the last election. As proof of its good faith in enter- taining such doubt Respondent points to the fact that it had filed a petition for and was willing to abide by a Board election; that there was no history of union animosity on its part; and that on May 22, 1964, more than 2 months after the refusal to bargain, it offered to negotiate a contract which would be subject to new proof of the Union's majority. Employee turnover standing alone does not provide a reasonable basis for believing that the Union had lost its majority since the prior election. The Board has long held that new employees will be presumed to support a union in the same ratio as those whom they have replaced.7 There is no rebuttal of that presumption here, and no independent evidence from which the inference may be drawn that the new group of employees replaced union adherents or that 8 See, e g., The Richard W. Kaase Company, 141 NLRB 245 ; Mitchell Standard Corpo- ration, 140 NLRB 496; The Randall Company, at at., 133 NLRB 289; Celanese Corpora- tion of America, supra, footnote 4, at 672. 6 Celanese Corporation of America , supra, footnote 4, at 673. 7John S. Swift Company, Inc ., 133 NLRB 185, enfd. 302 F. 2d 342 ( C.A. 7) ; National Plastic Products Company, 78 NLRB 699, 706 affd. 175 F. 2d 755 (C.A. 4). Cf. Small Tube Products, Inc., 134 NLRB 867, affd. 319 F. 2d 561 (C.A. 3). LAYSTROM MANUFACTURING CO. 1485 they supported the Union less strongly than the old group. Indeed, the Respondent adduced no competent and probative evidence to establish that any employees, new or old, no longer wished to be represented by the Union.8 Nor do the other factors presented by Respondent aid its case on this point. The absence of union animosity or of independent unfair labor practices, although con- sistent with a subjective good-faith belief that the Union had lost its majority, does not establish that the Respondent had a "reasonable basis" or "reasonable grounds" for so believing. As for Respondent's actions in filing a petition for an election, and its willingness-first expressed 2 months after its refusal to bargain-to meet with the Union for the limited purpose of trying to seek a conditional con- tract contingent on the outcome of the election, it need only be noted that these are self-serving assertions which do not provide any objec- tive basis for doubting the Union's continuing majority. The present circumstances differ substantially from the situation in the recent Frito-Lay, Inc., case (151 NLRB 28), and we find, in sum, that Respondent has not met the test for establishing a good- faith doubt which is sufficient to override its statutory bargaining obligation. We therefore conclude, contrary to the Trial Examiner, that: The certified Union continued to represent a majority of the employees in the appropriate unit; Respondent, in March 1964, had no reasonable basis for believing otherwise; and Respondent there- fore violated Section 8(a) (5) and (1) by refusing to bargain with the Union. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby orders that the Respondent, Laystrom Manufacturing Co., Chicago, Illinois, its officers, agents, successors, and assigns, shall : 1. Cease and desist from: (a) Refusing to bargain collectively concerning wages, hours, and other terms and conditions of employment with Tool and Die Makers Lodge No. 113, International Association of Machinists, AFL-CIO, as the exclusive representative of all its employees in the following appropriate unit: All toolroom employees of the Respondent's Chicago, Illinois, plant, excluding all other employees, guards, and supervisors, as defined in the Act. 8 Respondent attempted to show that various employees had indicated to it they were dissatisfied with the Union . The Trial Examiner correctly refused to admit this evidence because Respondent would not name the employees and thus the General Counsel would have no opportunity to meet the testimony . We note, moreover , that the Respondent did not avail itself of the opportunity provided by the Board 's Rules and Regulations, Series 8, as amended , to file exceptions to this ruling. 1486 DECISIONS OF NATIONAL LABOR RELATIONS BOARD (b) In any like manner interfering with, restraining, or coercing its employees in the exercise of their right to self-organization, to form, join, or assist labor organizations, including the above-named Union, to bargain collectively through representatives of their own choosing, and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from any or all such activities, except as provided by Section 8(a) (3) of the Act. 2. Take the following affirmative action which the Board finds will effectuate the policies of the Act: (a) Upon request, bargain collectively with the above-named Union as the exclusive representative of all employees in the appro- priate unit, and, if an understanding is reached, embody such under- standing in a signed agreement. (b) Post at its plant in Chicago, Illinois, copies of the attached notice marked "Appendix." 9 Copies of said notice, to be furnished by the Regional Director for Region 13, shall, after being duly- signed by the Respondent's authorized representative, be posted by the Respondent immediately upon receipt thereof, and be maintained by it for 60 consecutive days thereafter, in conspicuous places, including all places where notices to its employees are customarily posted. Reasonable steps shall be taken by Respondent to insure that said notices are not altered, defaced, or covered by any other material. (c) Notify the Regional Director for Region 13, in writing, within 10 days from the date of this Order, what steps the Respond- ent has taken to comply herewith. 9In the event that this Order is enforced by a decree of a United States Court of Appeals, there shall be substituted for the words "a Decision and Order" the words "a_ Decree of the United States Court of Appeals, Enforcing an Order." APPENDIX NOTICE TO ALL EMPLOYEES Pursuant to a Decision and Order of the National Labor Relations Board, and in order to effectuate the policies of the National Labor Relations Act, as amended, we hereby notify our employees that: WE WILL NOT, by refusing to bargain collectively or in any like manner, interfere with, restrain, or coerce our employees in the exercise of their right to self-organization, to form labor organizations, to join or assist Tool and Die Makers Lodge No_ 113, International Association of Machinists, AFL-CIO, or any other labor organization, to bargain collectively through repre- sentatives' of their own choosing, and to engage in other con- LAYSTROM MANUFACTURING CO. 1487 certed activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from any or all such activities, except as provided by Section 8(a) (3) of the Act. WE WILL bargain in good faith, upon request, with the above Union as the exclusive representative of all our employees in the bargaining unit described below with respect to rates of pay, wages, hours of employment, and other conditions of employ- ment, and, if an understanding is reached, embody such under- standing in a signed agreement. The bargaining unit is: All toolroom employees of our Chicago, Illinois, plant, excluding all other employees, guards, and supervisors, as defined in the Act. LAYSTROM MANUFACTURING COMPANY, Employer. Dated---------------- By------------------------------------- (Representative ) ( Title) This notice must remain posted for 60 consecutive days from the date of posting, and must not be altered, defaced, or covered by any other material. Employees may communicate directly with the Board's Regional Office, 176 West Adams Street, Chicago, Illinois, Telephone No. Cen- tral 6-9660, if they have any question concerning this notice or com- pliance with its provisions. TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE Upon a charge filed by the above-named labor organization on March 23, 1964, the General Counsel of the National Labor Relations Board on May 14, 1964, issued his complaint and notice of hearing . On June 2, 1964, General Counsel issued an amend- ment to the complaint . Both to the original complaint and its amendment the Respondent duly filed answers , dated May 22 and June 12, 1964, respectively. The complaint as amended alleges and the answers deny that the Respondent has engaged in and is engaging in unfair labor practices in violation of Section 8(a)( I) and (5) of the National Labor Relations Act, as amended. Pursuant to notice a hearing was held before Trial Examiner C. W. Whittemore in Chicago, Illinois, on June 17, 1964. At the hearing all parties were represented and were afforded full opportunity to present evidence pertinent to the issues , to argue orally, and to file briefs . Briefs have been received from General Counsel and the Respondent. Upon the record thus made, and from my observation of the one witness called, I make the following: FINDINGS OF FACT 1. THE BUSINESS OF THE RESPONDENT Laystrom Manufacturing Co. is an Illinois corporation with its place of business in Chicago, Illinois, where it is engaged in the manufacture, sale, and distribution of tools, dies, metal stampings, and related products. During the year preceding issuance of the complaint it sold and shipped directly to points outside the State of Illinois products valued at more than $50,000. The complaint alleges, the answer admits , and it is here found that the Respondent is engaged in commerce within the meaning of the Act. 1488 DECISIONS OF NATIONAL LABOR RELATIONS BOARD II. THE CHARGING UNION Tool and Die Makers Lodge No. 113, International Association of Machinists, AFL-CIO, is a labor organization admitting to membership employees of the Respondent. M. THE ALLEGED UNFAIR LABOR PRACTICES A. Setting and chief issue The amended complaint contends that since March 16 and May 22, 1964, the Respondent has refused to bargain collectively with the Charging Union although at all times since June 1, 1962, this labor organization has been the exclusive bargaining representative of all employees in an appropriate unit. The Respondent denies that it has unlawfully refused to bargain and affirmatively claims that during the material period it has had and has manifested by appropriate action a genuine doubt as to the Charging Union's majority status. B. Relevant facts Almost all the facts material to the issues were placed in evidence by stipulation of the parties. There being no conflict in testimony to be resolved by me, the stipu- lated facts are summarized, chronologically, as follows: (1) Only the Respondent's toolroom employees, numbering 27 at the time of the hearing, are involved. (2) The Union was first certified by the Board on April 27, 1960, following an election in Case No. 13-RC-7096. (3) Negotiations following certification led to a 1-year contract, covering a period from June 1, 1960, to June 1, 1961. (4) This first contract was duly reopened and another 1-year agreement was executed as of June 1, 1961. (5) On March 15, 1962, prior to the expiration of that agreement, the Respondent filed a petition for an election in Case No. 13-RC-624. An election was held June 1, 1962. Tally of ballots showed 17 for the Union, 13 against, and 2 challenged ballots. The Union was again certified June 11, 1962. (6) As of June 4, 1962, the parties entered into a 2-year agreement, with expira- tion date set at June 2, 1964. This contract contained a legal union-shop clause, requiring as a condition of employment membership in the Union. (7) On March 16, 1964, the Respondent filed with the Board a petition for election in Case No. 13-RM-733, and on the same date and by registered letter notified the Union both of the filing of this petition and of its intent to terminate the existing agreement at its expiration date. (8) Also on March 16 and by registered letter the Union gave the Respondent its 60-day notice in accordance with the contract's termination clause and offered to meet to negotiate a new agreement. (9) On March 23, 1964, as noted heretofore, the Union filed its charge in these proceedings. (10) The Regional Director deferred action on the RM petition, pending disposi- tion of the Union's charge. The parties, however, were not formally notified of such deferment , and consequently the Respondent filed no appeal , since no ruling had been made to be appealed. (11) On May 7, 1964, the Respondent addressed to the employees in the unit a long letter which is in evidence but which, in my opinion, need not be quoted here in full. In substance the employer explained his position in asking for an election, reciting the history of its contractual relationship with the Union, and urging employ- ees that if they had any question as to his asserted facts they consult with the Union or with a Board representative. (12) On May 14, as noted, General Counsel issued his complaint. (13) On May 22 the Respondent, by letter to the Union, offered to resume negotia- tions at once looking toward a new contract but with the understanding that such agreement not be formally executed until, by secret ballot, it had established its majority status. (14) By letter of May 29 the Union , in effect, declined to negotiate under the con- ditions proposed by the Respondent. C. Conclusions General Counsel 's position , in substance , is that because of the majority status established by the election in 1962 the presumption of continuing majority must be LAYSTROM MANUFACTURING CO. 1489 found to be valid at the expiration of the contract in 1964, absent a preponderance of evidence introduced by the Respondent to rebut that presumption. It is his further contention that the Respondent failed to meet its burden in coming forward with such evidence. He cites a number of Board cases in support of his argument. It cannot be said that the Respondent stood mute in meeting the burden of proving its good-faith doubt as to the majority status. The close vote in the 1962 election, the stipulated fact that 16 of the 35 employees eligible to vote in that election had in the interim left their employment, and the union-shop provision are factors which, while perhaps not determinative, must be considered relevant and accorded due weight. Through its counsel the Respondent also made an extended and detailed offer of proof as to other reasons why, in good faith, it asked that an election be held before signing a new agreement. This offer of proof, in essence, covered testimony of management witnesses which, had it been received, would have shown that various employees had approached them expressing dissatisfaction with the Union and their desire to have the employer ask for an election, as had been done 2 years earlier. Such testimony was not received by me, upon assurance by the Respondent's counsel that the management witnesses would decline to identify the employees who had come to them with complaints.' The one witness actually called by the Respondent stated that he would not reveal the names since the employees had asked him not to. Counsel for the Respondent urges that the facts of this case be considered in the light of the stipulation that at no time during the contractual relationship between the parties, and until the charge in this proceeding, has any charge of unfair labor practices been filed by the Union. So far as the record shows, no serious dispute between the parties has, until this proceeding, arisen and there is no evidence or claim that the Respondent has ever interfered with or coerced employees in the exer- cise of their right to select their own bargaining representative. On the other hand, General Counsel points to the fact that no decertification peti- tion has been filed by any of the employees in the unit which might support the Respondent's claim of doubt. Good-faith doubt is, of course, a subjective matter. It's existence in the mind is not proven by mere assertion. Doubt in the mind of a claimant cannot be seen, heard, or felt by the trier of facts. A finding that it exists can only be inferred from material circumstances, past or present-events which themselves are capable of more tangible proof. Plainly the circumstances here described are not those which reasonably lead to the inference of "bad faith." Stipulations noted above show that the parties have negotiated, executed, and presumably have administered three bargaining agreements, with no claim of bad faith in any respect. After the first two yearly contracts the Respondent asked for an election. There is no evidence that the Union objected to proving its majority status again, and it did so, although by a narrow margin. A 2-year contract was then executed-one which required membership as a condition of employment Toward the expiration date of the latest agreement the employer again asked for an election. This time the Union declined, apparently, and chose to stand fast on the union-shop requirement as proof that it was, and is, the lawful agent of all employees in the unit. I discern nothing in the long relationship of the parties that may be construed as "bad faith" on the part of the Respondent. The past, then, lacks circumstances from which an inference of "bad faith" in this action may be drawn-or even, in my opinion, an inference of lack of good faith, a distinction which it would seem General Counsel claims. Only this legal business of a "rebuttable presumption" and the shifting burden of proof is raised by General Counsel as a barrier across the avenue of common sense. Technically he may be quite right in insisting that once claiming good-faith doubt the employer must prove its existence. But common sense seems to suggest that if this is so a union , once obtaining a union-shop provision in a contract , may retain its agency in perpetuity unless and until a sufficiently large number of employees have the temerity to come forward and record themselves publicly as opposed to the Union. Two unanswered questions arise from this record: (1) Why the Respondent declined to name employees who had expressed dissatisfaction with the Union as their 1 The ruling was based upon the obvious fact that the only way General Counsel could meet such testimony would be to subpena and interrogate each of the 27 employees in the unit 733-133--G G-vol 1 a 1 93 1490 DECISIONS OF NATIONAL LABOR RELATIONS BOARD agent and asked to have an election ; and (2 ) why the Union has declined to go to an election but has chosen , instead, to have the past prove the present. Any answer or answers to either question must be speculative . But realities of life in a putty factory or any industry suggest that not all employees who have been required to join a union will voluntarily come forward , at a public hearing-or sign their names to a decertifi- cation petition-to register their desire for another or no bargaining agent. And it is equally reasonable to speculate that a union may prefer to let the Board handle its hot chestnuts with tongs of technicalities instead of going to an election. A suspicion is not alien in the setting described above that perhaps the Union doubts that it could win an election today. In any event, I believe and conclude that the circumstances of this case , including the expressed willingness of the Respondent to negotiate a renewal of a contract, its execution subject only to proof at a Board election , sufficiently establish a "good faith" doubt to warrant a recommendation that the complaint be dismissed and that the employees themselves-whose rights the Act was designed to protect-be given an opportunity to express themselves at a secret election. In short , I conclude and find that the Respondent has not violated Section 8(a)( I) and (5 ) of the Act. RECOMMENDED ORDER Upon the foregoing findings and conclusions , and upon the entire record in the case , I recommend that the complaint be dismissed in its entirety. International Brotherhood of Electrical Workers, Locel Union' No. 11., AFL-CIO [General Telephone Company of California] and Communications Workers of America, AFL-CIO International Brotherhood of Electrical Workers, Local Union No. 11, AFL-CIO and General Telephone Company of Cali- fornia.' Cases Nos. 21-CC-612. 21-CC-613, and 21-CC-741. April 8, 1965 DECISION AND ORDER On November 30, 1964, Trial Examiner William E. Spencer issued his Decision in the above-entitled proceeding, finding that Respond- ent had engaged in certain unfair labor practices and recommending that it cease and desist therefrom and take certain affirmative action, as set forth in the attached Trial Examiner's Decision. Thereafter, the Respondent filed exceptions and a supporting brief. General Telephone Company of California filed cross-exceptions and a brief in answer to the Respondent's exceptions. Pursuant to Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with this case to a three-member panel [Members Fanning, Brown, and Jenkins]. The Board has reviewed the rulings made by the Trial Examiner at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the entire record in the case, including the Trial Examiner's Decision, 1 Referred to herein as the Company. 151 NLRB No. 145. Copy with citationCopy as parenthetical citation