Frank Pauley, as Agent for Local No. 1, Etc.Download PDFNational Labor Relations Board - Board DecisionsJun 10, 1965152 N.L.R.B. 1409 (N.L.R.B. 1965) Copy Citation FRANK PAULEY, AS AGENT FOR LOCAL NO. 1, ETC. 1409 Frank Pauley , as Agent for Local Union No. 1, International Association of Bridge , Structural and Ornamental Iron Work- ers, AFL-CIO ( R. Gatwood Steel Erectors , Inc.) and James Edward Warden Local Union No. 1, International Association of Bridge , Struc- tural and Ornamental Iron Workers , AFL-CIO ( John F. Beasley Construction Company ) and Leon W. Kamphues and Harry Lee. Cases Nos. 13-CB-1487 and 13-CB-1537. June 10, 1965 DECISION AND ORDER On October 12, 1964, Trial Examiner Ivar H. Peterson issued his Decision in the above-entitled proceeding, finding that Respondents had not engaged in the unfair labor practices alleged in the complaint and recommending that the complaint be dismissed in its entirety, as set forth in the attached Trial Examiner's Decision. Thereafter, Charging Party Leon W. Kamphues and the General Counsel filed exceptions to the Trial Examiner's Decision and the General Counsel filed a supporting brief. The Respondents filed an answering brief in support of the Trial Examiner's Decision. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with these cases to a three-member panel [Chairman McCulloch and Members Fanning and Zagoria]. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial errors was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions, the briefs, and the entire record in these cases, and hereby adopts the findings, conclusions, and recom- mendations of the Trial Examiner. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby adopts as its Order the Order recommended by the Trial Examiner, and orders that the complaint herein be, and it hereby is, dismissed in its entirety. TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE Upon separate charges filed by James Edward Warden on July 10, 1963 , against Frank Pauley, as agent for Local Union No 1, International Association of Bridge, Structural and Ornamental Iron Workers , AFL-CIO, herein called the Respondent Union or Local 1, and by Leon W. Kamphues and Harry Lee against Local 1, on 152 NLRB No. 146. 789-730-66-vol 152-90 1410 DECISIONS OF NATIONAL LABOR RELATIONS BOARD October 4, 1963, the General Counsel for the National Labor Relations Board, by the Regional Director for Region 13, issued a consolidated amended complaint on December 16, 1963, against Pauley and Local 1, alleging that each of the Respondents had engaged in unfair labor practices violative of Section 8(b)(1) (A) and 8(b)(2) of the Act. The Respondents, in their answer, denied the commission of any unfair labor practices. Pursuant to notice, a hearing was held before Trial Examiner Ivar H Peterson in Chicago, Illinois, on January 29, 30, and 31, 1964. The General Counsel and the Respondents were represented at the hearing, and were afforded full opportunity to examine and cross-examine witnesses, to argue orally on the record, and to file briefs. Respondents' motion to dismiss the complaint is disposed of in accordance with the findings below.' Briefs filed by counsel for the General Counsel and the Respondents have been duly considered. Upon the entire record in the case, and from my observation of the witnesses, I make the following: FINDINGS OF FACT I. THE EMPLOYERS INVOLVED R Gatwood Steel Erectors, Inc , an Illinois corporation, herein called Gatwood, has its principal office and place of business in Chicago, Illinois, and is engaged in the erection of structural steel in the building and construction industiy. During the past calendar year, Gatwood performed services valued at $100,000 for Gerber Orna- mental Iron Works, an enterprise engaged in the fabrication of structural steel which annually purchases and ships to jobsites in Illinois goods and materials from outside the State of Illinois valued in excess of $50,000 John F Beasley Construction Company, a Texas corporation, herein called Beasley, is engaged in the erection of steel in the building and construction industry, and maintains a district office and warehouse in Chicago, Illinois. During the past calendar year, Beasley performed services having a gross value of approximately $10,000,000, about 80 percent of which was performed in States other than the State of Illinois. I find that Gatwood and Beasley are engaged in commerce within the meaning of Section 2(6) and (7) of the Act, and that it will effectuate the policies of the Act to assert jurisdiction herein. II THE LABOR ORGANIZATION INVOLVED Local Union No. 1, International Association of Bridge, Structural and Orna- mental Iron Workers, AFL-CIO, is a labor organization within the meaning of Sec- tion 2(5) of the Act. Frank Pauley is financial secretary-treasurer of Local 1 and, I find, is an agent of Local 1. III. THE ALLEGED UNFAIR LABOR PRACTICES The complaint alleges that at all time material Gatwood and the Respondent Union had an arrangement, understanding, or practice requiring membership in or clearance by the Respondent Union as a condition of employment of employees hired by Gat- wood, and that on or about July 8 and 11, 1963, Respondent Pauley, pursuant to this understanding, arrangement, or practice, refused to clear and refer Warden for employment at Gatwood because of his lack of membership in the Respondent Union. Thereby. it is alleged, both Respondent Pauley and Respondent Union restrained and coerced employees in violation of Section 8(b)(1) (A) and caused or attempted to cause an employer to discriminate in violation of Section 8(a)(3), thus violating Section 8(b)(2). The complaint further alleges that the Respondent Union refused to clear and refer Kamphues and Lee for employment at Beasley, on or about Octo- ber 2, 1963, thereby violating Section 8(b)(1)(A) and Section 8(b)(2).2 The Respondents contend that the record fails to establish that there was any arrangement, understanding, or practice whereby Gatwood or Beasley was required 1 At the hearing, I reserved ruling on the motion of counsel for the General Counsel to strike the testimony of Phillip Cancelli. Being now persuaded that the testimony was not properly admissible as bearing on the credibility of the Charging Party, James Warden, the motion is now granted and the testimony (appearing at transcript pages 340 to 340) is hereby stricken 2 There Is no allegation that the Respondent Union and Beasley had an arrangement, understanding, or practice requiring membership in or clearance by the Respondent Union as a condition of hire. However, counsel for the General Counsel contends in his brief that the facts here show such an arrangement, understanding, or practice on the part of Beasley and the Respondent Union. FRANK PAULEY, AS AGENT FOR LOCAL NO. 1, ETC . 1411 to hire employees by referral from or clearance by the Respondent Union and also point out that as to Beasley there is no allegation to that effect in the complaint. In substance, they maintain that, in the absence of any exclusive hiring arrangement, the practices and policies of the Respondents here involved are in no way violative of the Act but, to the contrary, are purely internal union matters protected by the proviso to Section 8(b) (1) (A). A. Contractual arrangements and hiring policies of the Employers involved 1. Gatwood Gatwood has an agreement with the International Union, which provides that Gatwood "agrees to abide by the General Working Rules of this Association and to pay the scale of wages, work the schedule of hours and conform to the conditions of employment" in the localities where it performs work. Pursuant thereto, Gatwood follows in the Chicago area the wages and conditions set forth in a contract between Local 1 and Associated Steel Erectors of Chicago. The Gatwood-International agree- ment contains a provision obligating the employer "to employ Journeymen in any territory where work is being performed or is to be performed in accordance with the Referral Plan in force and effect in the jurisdiction of the local Union," which plan is set forth as an Appendix to the agreement. However, this hiring hall arrangement is operative only if it has been adopted by the local union in whose jurisdiction work is performed. Local 1 has not adopted the hiring plan set forth in the International agreement , and J. L. Floyd, president of Gatwood, testified that neither in Chicago nor in other areas where his company has operated has an exclusive referral plan been in effect. According to Floyd, Gatwood has no arrangement with Local 1 which prevents hir- ing from any source. He testified that he has "instructed superintendents to hire through any media they can secure qualified help." Floyd, as well as Marvin Homeyer, Gatwood's superintendent, testified men were hired at the company garage if they appeared there when additional men were needed, by calls to the homes of individuals, and by calls or visits to the Respondent Union's hall. They denied that membership in Local 1 or clearance by it was necessary to obtain employment. 2. Beasley Beasley is a member of Associated Steel Erectors of Chicago and, as such, is a party to the contract between that association and Local 1. This agreement does not set forth any requirement that employees be referred or cleared by the Respondent Union and, as stated above, the complaint does not allege there existed between Beasley and the Respondent Union any arrangement, understanding, or practice to that effect. On the only project of Beasley here involved, the maintenance and repair of a 750- foot radio tower for Station WGN in Chicago, the four men needed on this job were hired by Beasley's superintendent, R. J. Holland. He testified that he called the office of Local I and advised the office girl of the requirements of the job. Holland's request was filled. He testified that no ironworkers were hired on the WGN project from any source other than Local 1, and that although he customarily hired through the union hall, because in his experience that was the best source of skilled men, he was free to hire from any source he wished. B. Respondent Union's referral and permit practices Employers within the jurisdiction of Local 1, including Gatwood and Beasley, on occasion call or visit the Union's office or hall in order to secure ironworker employ- ees. When such a request is made, a "work call" slip is filled out and signed by Pauley, the financial secretary-treasurer, or one of the business agents. The slips are read to the ironworkers gathered at the union hall seeking employment, and are either issued to the men interested in filling the request by Pauley, a business agent, or an office secretary or placed on a table or the half-door shelf separating the union office from the hallway meeting area . In the event several individuals desire a particular job, either the men interested decide who will take the assign- ment or Pauley makes the determination of who shall be referred. Preference is given to members of Local 1. If members of Local 1 are not interested or available, members of other locals of the International are referred and are given an official work permit . These are effective for a 2-week period and may be renewed. If a 1412 DECISIONS OF NATIONAL LABOR RELATIONS BOARD member of a local other than Local 1 is hired without first having obtained a work permit and this becomes known to the union job steward , the man is told by the steward to secure a permit If he does not do so, he is subject to internal charges and a fine.3 There is no evidence that any employee , after having been hired, was thereafter terminated as the result of any action by a job steward C The events i elating to Warden James Warden, a member of Local 469 of the International in Jackson, Missis- sippi, came to the Chicago area in June 1963 seeking employment as an ironworker. Warden went to the hall of Local 1 and there picked up a work order for Kenwood Construction Company and asked Pauley if he could go out on the job. Pauley asked for Warden's union book and called attention to the fact that it did not have a June dues stamp. Warden then obtained a money order for June dues and showed it to Pauley. However, Pauley declined to send Warden on the job although, so Warden testified, men from a local other than Local 1 were sent out on jobs. The following day, June 18, Pauley did issue Warden a work permit for Kenwood, effective until June 30. He worked for Kenwood 3 or 4 days. In the ensuing 2 weeks, Warden on a number of occasions asked Pauley for referral to various jobs, but was refused although it appears that other nonmembers of Local 1 were sent out on the specific jobs sought by Warden. In rejecting War- den's request for referral to one employer, CST, Pauley told Warden "to get out," that "you are a Mississippi guy, and I am not going to have any Mississippi guys working out of Local 1." About July 3 Warden obtained work with Midwest Steel Erectors, without secur- ing a permit from Pauley, and worked there until about July 9. According to Warden, he had been told by Midwest that clearance would be obtained for him the Monday after he first went to work (July 8). Midwest's field superintendent, John Zahorik, who had hired Warden, testified he had made no promise to obtain clear- ance for Warden, and I credit his testimony to this effect.4 While still employed by Midwest, Warden, on or about July 8,5 encountered Gatwood Superintendent Homeyer in front of the union hall; Homeyer asked War- den if he wanted to go to work and gave him a W-2 income tax withholding form and told him to go to an Addison address where Gatwood was working on a school project. Warden, however, told Homeyer that he "wanted to clear through the hall." In explanation of not accepting the job proffered by Homeyer, Warden testified he desired to obtain clearance through the union hall in order to avoid possible charges and a fine, because he was then working at Midwest without a permit "and what was the sense of taking another chance." Warden then saw Pauley and asked for a permit to work for Gatwood; Pauley, according to Warden's uncontradicted testi- mony, refused in a tone of voice that was "pretty rough." Warden had no further contact with Homeyer that day, nor did he go to the Gatwood Addison project Three days later , on July 11, Warden, in company with his brother who was a member of Local 1, again met Homeyer at the union hall. Warden's brother inquired whether Homeyer needed men; receiving an affirmative reply, Warden's brother, according to Homeyer, said, "If I had a letter, we could clear it through the union hall and we'd be out on the job " Homeyer then told them to go to the Gatwood office and "pick up" a letter, and he telephoned Thomas Moran, Gatwood's office manager, that he was sending two men for a letter. He also testified he would have sent Warden out on the job without a letter. When the Wardens arrived at the Gatwood office, Moran had ready, except for inserting names, a letter for each of them, addressed to Local 1, stating that Gatwood wished to offer employment to the 8 The International constitution provides that a member "who goes into the jurisdic- tion of any local union to work and fails to immediately notify in person or by mail the financial secretary of such local union that he is in their jurisdiction, shall be fined the sum of $50 00 plus $2 00, for each 15-day period said member has worked in such juris- diction and plus all local assessments for the entire period such member has worked in such jurisdiction." 4 Warden, recalled as a witness after Zahorik testified, was unable to identify Zahorik as the person who undertook to obtain clearance for him at Midwest e Warden was uncertain about the date of this meeting, first stating it was July 7, which was a Sunday The more likely date is July 8, in view of the circumstances and particularly since Warden on the evening of July 8 wired the International protesting the treatment given him by Pauley. FRANK PAULEY, AS AGENT FOR LOCAL NO. 1, ETC. 1413 bearer "if he can be issued a Local working permit." Upon ascertaining that only James Warden, but not his brother , wanted a letter , Moran filled in Warden's name and gave him the letter , with the understanding the Wardens were going back to the union hall, clear through , and then call Moran to be directed to the job. Upon arriving at the union hall with the letter given him by Moran , Warden saw Pauley. According to Warden , the following exchange took place: A. I said , "Pauley, I got a letter here to go to work." So, Frank started coming over and he acted like he was mad and his face was turning colors, reached over, and I thought he was going to tear the letter up and he said , "I am still not going to let you go to work . The best thing for you to do is leave town and not come back." Q. Where did you have the letter at that time? A. I had it in my hand. Q. What, if anything , did you do next? A. I left, then. Q. Did you at any time go to Gatwood Construction Company on that day? A. Not after I got the letter, no, sir. Warden's testimony as above set forth is uncontradicted , and I credit. Pauley was not questioned about the conversation , although he did testify that prior to the hearing he had not seen the Gatwood letter (which was introduced in evidence) and that Warden had neither waved a folded paper in front of him nor attempted to hand him such a document. In September , Warden was told by his brother that Pauley would "put me to work." He returned to the union hall and on a number of occasions was thereafter issued work permits by Pauley or one of the office secretaries for employment by various employers , including Industrial Steel , Gatwood, American Bridge, and CST. While employed at Gatwood , Superintendent Homeyer on occasion obtained work permits for him. D. Events relating to Kamphues and Lee Leon Kamphues and Harry Lee, both members of Local 147 of the International located at Fort Wayne , Indiana, came to the hall of Local I on October 2, 1963, seeking employment as ironworkers . They observed one of the office secretaries reading off work call slips to the men assembled in the hallway and directing the men to the jobs if they accepted ; if a job had no takers , the work call slip was placed on the half-door ledge separating the office from the hallway . Kamphues and Lee selected a work slip from the shelf, dated that day, which indicated that two tower- men were needed for a "Beasley -WGN Tower" job on Route 53.6 Kamphues and Lee told the office girl they wished to go on the job, and presented their union books. After ascertaining they were not Local 1 members and noting that Lee was a month in arrears in dues,7 the office girl inquired of the other ironworkers whether any of the local men desired the Beasley referral . Obtaining no response , she then told the two men that she would contact a business agent. Kamphues and Lee overheard the office girl tell the party she telephoned that "there were two out of town men that want to go to work for Beasley on a tower job." After completing the call. she returned to the men and , as Lee testified , told them "that the business agent knows what is going out out there and he wanted local men on this job." 8 Kamphues and Lee left the union hall but returned shortly, after making some telephone calls and having determined to file charges , and picked up the Beasley work call slip which was still on the half-door shelf . They filed charges the same 6 As noted above , Beasley 's superintendent , Holland , had called the union hall for men on this job. 7 Lee testified he offered to get a money order to cover current clues. 8 Kamphues testified the office girl attributed this statement to Pauley, although in his pretrial statement he ascribed it to a business agent (not identified by name ), as did Lee In his testimony Kamphues appeared somewhat uncertain and confused when he testified the reference was to Pauley by name; I have , therefore , accepted Lee's version as more reliable . Pauley was not present in the union hall on October 2, and testified he did not talk to an office girl about the WGN tower job or to anyone about Kamphues and Lee wanting to fill the order for it. 1414 DECISIONS OF NATIONAL LABOR RELATIONS BOARD day. Thereafter, neither of them had any further contact with any representative of Local 1, nor did either of them attempt to go to the Beasley job or otherwise obtain work with Beasley. E. Concluding findings Upon a consideration of all the evidence , I am not persuaded that either Gatwood or Beasley , the employers here involved , had an arrangement , understanding, or practice with the Respondent Union which required employees as a condition of being hired to be referred or cleared by the Respondent Union. Although Gat- wood 's contract with the International contains a provision obligating the employer to hire in accordance with a referral plan set forth as an addendum to the agi ce- ment if that plan is in effect in the area where work is performed , the record here shows that the Respondent Union has not adopted the plan contained in the Gatwood- International agreement and that the referral provision is therefore inoperative as to Gatwood. Gatwood does observe the terms of the contract between the Respond- ent Union and Associated Steel Erectors of Chicago, although not a party thereto. However, that agreement does not require that the employers party thereto hire exclusively through the Respondent Union. In short, the written collective-bargain- ing agreements to which Gatwood and Beasley are parties or adhere do not provide that hiring is to be done exclusively through the Respondent Union or that only such persons as are referred or cleared by the Respondent Union will be employed Also negativing the existence of an exclusive hiring arrangement is the testimony of representatives of the employers here involved, which I credit. Thus, both Presi- dent Floyd and Superintendent Homeyer of Gatwood testified that Gatwood hires at the company garage, by calling men individually , and by going to or calling the union hall. They further testified that, without regard to the method of hire, union membership , referral , or clearance is not made a condition precedent to actual employment . Similarly, Superintendent Holland of Beasley testified that, in con- nection with the WGN tower project which he supervised for Beasley , he was free to hire from any source , although he in fact obtained all men needed on the job by calling the union hall .9 It is, of course , clear that the Respondent Union did maintain a hiring hall and, in response to calls for men from employers , referred its members to jobs in preference to members of other locals of the International ; if members did not desire the jobs or were unavailable, work permits were issued to such nonmembers of Local 1 . It also appears that no objective criteria were observed by representatives of the Respondent Union in selecting men to be sent out or in granting or refusing work permits , except that members were given preference . Indeed , in the case of Warden , the evidence shows and I find that the Respondent Pauley on more than one occasion refused to issue him a work permit because of personal hostility toward Warden . However , the Board has held that "the granting or withholding of work permits in the absence of an agreement or understanding with an employer requiring such permits as a condition of obtaining employment is an internal union matter which is protected by the proviso to Section 8(b) (1) (A )." Carpenters Local #40, United Brotherhood of Carpenters and Joiners of America, AFL-CIO, etc. (Stop & Shop, Inc.), 143 NLRB 142, 143. Since I find that there was here no exclusive hiring agreement or practice , the action of the Respondents in granting or withholding work permits must be regarded as protected unless it can otherwise be shown that the Respondents caused or attempted to cause an employer to discrimi- nate within the meaning of Section 8(a) (3). As found above , the Respondent Pauley on July 8 and 11 refused to give Warden a work permit to go on a job with Gatwood With respect to the July 8 incident, Superintendent Homeyer had offered Warden a job and had not conditioned that offer upon Warden first obtaining a work permit. Warden, however, did not accept the job but, because he was then working for Midwest on a nonpermit basis and wished to avoid the possibility of charges and a fine, told Homeyer that he "wanted to clear through the hall." When Warden saw Pauley, the latter refused to give him a work permit. Warden did not, following this refusal, see Homeyer or go out to the jobsite. There is no showing that Pauley spoke to Homeyer or that the latter would have refused Warden employment , because he had not obtained a permit, had Warden appeared for work at the jobsite From these circumstances , and par- 9 As stated above , the complaint did not allege that Beasley had an exclusive hiring arrangement , understanding, or practice with the Respondent Union FRANK PAULEY, AS AGENT FOR LOCAL NO. 1, ETC . 1415 ticularly since there was no arrangement or practice in existence between Gatwood and the Respondent Union requiring a permit as a condition of employment, I think it would be strained to conclude that Pauley's refusal to issue a permit to Warden caused or attempted to cause Gatwood to discriminate against Warden. Nor do I believe the events of July 11 spell out a statutory violation with respect to Warden. On this occasion, Warden and his brother sought and obtained a letter from Gatwood's office manager, Moran, stating in effect that Warden would be given employment if a work permit were issued to him by the Respondent Union. How- ever, Superintendent Homeyer, with whom the Wardens had initially spoken that day and who had said he was in need of men, had not made actual employment con- ditional upon a permit being issued by the Respondent Union. From the testimony of Warden, as well as Moran and Homeyer, it seems evident that the Wardens initiated the chain of events which resulted in Moran giving Warden the letter, apparently because they believed, erroneously, that a permit was necessary in order to obtain the job. In concluding above that no arrangement existed between Gatwood and the Respondent Union requiring union clearance as a condition of being employed, I have not overlooked the fact that the Moran letter, read literally and in isolation, is susceptible of a contrary construction. However, Moran was not responsible for hiring, and the total circumstances surrounding the issuance of the letter as well as the credited testimony of Gatwood representatives concerning Gatwood's hiring prac- tices, persuade me that no exclusive hiring arrangement or clearance requirement existed. Absent such an arrangement, Pauley's refusal on July 11 to give Warden a permit, not accompanied by any communication from Pauley to Gatwood that Warden not be employed, cannot be said to have caused or attempted to cause Gat- wood not to employ Warden. As found above, Beasley did not have an arrangement, understanding, or practice requiring that men as a condition of being employed be cleared or referred by the Respondent Union. With respect to the failure of Kamphues and Lee to be referred to the WGN tower job of Beasley on October 2, the record shows that Beasley's super- intendent, Holland, had called the union hall for two towermen, that Kamphues and Lee sought to be sent out on the job, and that their request was rejected by the office girl, after she had made a call to an unidentified business agent, and reported to them that the business agent wanted local men on the Beasley job. There is no showing that any representative of the Respondent Union communicated with the Beasley representative concerning Kamphues and Lee, and the two men did not attempt to obtain employment by going to the jobsite or otherwise contacting Beasley Under these circumstances, and especially in view of the lack of any agreement or under- standing between Beasley and the Respondent Union requiring a work permit as a condition of obtaining employment, it follows that the Respondent Union did not cause or attempt to cause Beasley to discriminate against Kamphues and Lee, in violation of Section 8(b) (2) and (I) (A) of the Act. Having found that the Respondents have not engaged in any of the unfair labor practices alleged in the complaint, it will be recommended that the complaint be dismissed in its entirety.lo Upon the basis of the foregoing findings of fact, and upon the entire record in the case, I make the following: CONCLUSIONS OF LAW 1. R. Gatwood Steel Erectors, Inc., and John F. Beasley Construction Company, are employers engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. Local Union No. 1, International Association of Bridge, Structural and Orna- mental Iron Workers, AFL-CIO, is a labor organization within the meaning of Section 2(5) of the Act, and Frank Pauley is an agent of said organization 3. The Respondents have not engaged in any unfair labor practices as alleged in the complaint. RECOMMENDED ORDER It is hereby recommended that the complaint be dismissed in its entirety. 101 have considered the argument made in his brief by counsel for the General Counsel to the effect that the refusals of the Respondents to clear and refer the Charging Parties fall within the ambit of the principle established in Miranda Fuel Company , 140 NLRB 181 The principle there established is not apposite here and I find this argument lacking in merit. Copy with citationCopy as parenthetical citation