Ex Parte MurphyDownload PDFPatent Trial and Appeal BoardApr 20, 201612505697 (P.T.A.B. Apr. 20, 2016) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/505,697 07/20/2009 Marcus L. Murphy 4362-139 2723 20792 7590 04/21/2016 MYERS BIGEL & SIBLEY, P.A. PO BOX 37428 RALEIGH, NC 27627 EXAMINER CUOMO, PETER M ART UNIT PAPER NUMBER 3673 MAIL DATE DELIVERY MODE 04/21/2016 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte MARCUS L. MURPHY ____________ Appeal 2014-000874 Application 12/505,6971 Technology Center 3600 ____________ Before JENNIFER D. BAHR, WILLIAM A. CAPP, and FREDERICK C. LANEY, Administrative Patent Judges. LANEY, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Marcus L. Murphy (Appellant) appeals under 35 U.S.C. § 134(a) from the Examiner’s final decision rejecting claims 1–26. We have jurisdiction over this appeal under 35 U.S.C. § 6(b). SUMMARY OF DECISION We AFFIRM-IN-PART. 1 According to Appellant, the real party in interest is Ultra-Mek, Incorporated. Br. 1 (filed May 14, 2013). Appeal 2014-000874 Application 12/505,697 2 INVENTION Appellants’ invention relates to “a furniture unit that is convertible into a bed.” Spec. ¶ 1. Claims 1, 14, and 25 are independent. Illustrative claim 1 reads as follows: 1. A furniture unit containing a foldable bed, comprising: a base including a storage cavity; a seat section; an intermediate section; a head section; a mechanism having pivotally interconnected links, the mechanism interconnecting the base with the head, intermediate and seat sections; wherein the mechanism controls the movement of the head, intermediate and seat sections between a folded position, in which the head, intermediate and seat sections are generally horizontally disposed and positioned in vertically stacked relationship, with the head section below the intermediate section and the seat section above the intermediate section, the head and intermediate sections being positioned in the cavity of the base, and an unfolded position, in which the head, intermediate and seat sections are horizontally disposed and serially aligned to form a sleeping surface; wherein in the folded position, the intermediate section is inverted from its orientation in the unfolded position; and wherein the intermediate section is configured to move relative to the base about a single pivot axis. Appeal 2014-000874 Application 12/505,697 3 REJECTIONS2 The following rejections are before us for review: I. The Examiner rejected claims 1–7, 9, and 12 under 35 U.S.C. § 102(b) as being anticipated by Creveling (US 2,664,145, iss. Dec. 29, 1953). II. The Examiner rejected claims 8, 11, 13, and 14–26 under 35 U.S.C. § 103(a) as unpatentable over Creveling. ANALYSIS Rejection I For claim 1, Appellant challenges the Examiner’s finding that Creveling discloses an “intermediate section is configured to move relative to the base about a single pivot axis.” Br. 8–9. The Examiner finds Creveling discloses that limitation because “the intermediate section and its associated linkages all collectively move relative to the base about a single pivot axis at 34.” Final Act. 3. “In other words, while the intermediate section may move relative to other linkages about multiple pivot axes, there is only a single pivot axis (34) to which the intermediate section moves relative to the base.” Ans. 8. The Examiner agrees Appellant and Creveling disclose different folding mechanisms, but asserts a “broad, yet reasonable” interpretation of claim 1 supports this finding. Id. We do not agree. Notably, the Examiner does not articulate the “broad, yet reasonable” interpretation actually relied upon. The Examiner’s analysis also does not clearly explain why the claim language and Specification are consistent with 2 The Examiner has withdrawn the Double Patenting rejection of claims 1 and 9. Ans. 4. Appeal 2014-000874 Application 12/505,697 4 the breadth given. Whatever the actual interpretation, the Examiner’s rejection in this case demonstrates it is unreasonably broad and contrary to the plain language, which is consistent with the Specification. Claim 1 requires configuring the intermediate section “to move relative to the base about a single pivot axis.” Br. 15 (Claims App.). That language is clear and unambiguous. As Appellant asserts, “[t]his language means that the intermediate section pivots relative to the base about a single pivot axis.” Br. 8. Put another way, relative to the base, the intermediate section must rotate about one, and only one, axis. This understanding is consistent with the Specification. Figures 2–5 show pivot axis 74 as having a fixed location relative to the base and the intermediate section 20 rotates only about the pivot axis 74 by using the rear intermediate section mounting bracket 70. Spec. Figs. 2–5. Although other links and pivots are connected to mounting bracket 70, those links couple the movement of the head section 24 to the rotational movement of the intermediate section 20. Id. ¶¶ 23, 24; Figs. 2–5. In Creveling, there are no fewer than two pivot axes (e.g., 35, 25, and 34) relative to the base, about which the intermediate section rotates. See Creveling 2:46–3:6; Figs. 2–4. The Examiner finds “the intermediate section [in Creveling] may move . . . about multiple pivot axes,” but fails to explain why the intermediate section movement about those axes should be ignored, or why that movement is not relative to the base. Ans. 8; Final Act. 3. While the Examiner remarks that pivot axis 34 in Creveling is the only axis of rotation for the intermediate section fixed to the base, the Examiner does not explain why being “fixed to the base” is relevant to evaluating whether a pivot axis allows the intermediate section to move Appeal 2014-000874 Application 12/505,697 5 relative to the base. Id. Appellant’s claim 1 is limited to one and only one axis of rotation relative to the base, regardless of whether that axis is fixed, or not, to the base. As a result, the Examiner has not established a prima facie case that Creveling discloses a mechanism for a foldable bed “wherein the intermediate section is configured to move relative to the base about a single pivot axis.” Therefore, we do not sustain the Examiner’s anticipation rejection of claim 1. Because the Examiner’s analysis of dependent claims 2–7, 9, and 12 does not cure the above deficiencies, we also do not sustain the anticipation rejection of those claims. Rejection II Claims 8, 11, and 13 The Examiner’s obviousness rejection of dependent claims 8, 11, and 13 relies upon the anticipation rejection of independent claim 1. Because the Examiner’s obviousness analysis of claims 8, 11, and 13 does not cure the deficiencies discussed above for claim 1 (supra, Rejection I), we do not sustain the Examiner obviousness rejection of claims 8, 11, and 13. Claims 14–24, and 26 For claim 14, Appellant asserts the Examiner fails to establish a prima facie case for modifying Creveling to include a mechanism that “is configured to pivot the front legs and to pivot the rear legs under the seat section when the furniture unit is in the folded position.” Br. 10–12. The foldable furniture of Creveling includes a mechanism that pivotally folds the rear leg 46 to accomplish a compact storage position, but the mechanism Appeal 2014-000874 Application 12/505,697 6 does not fold front leg 47, which is rigidly secured to the frame. Creveling 3:38–42, Figs. 2–4. Nevertheless, the Examiner finds pivoting legs are well known in the art and “[o]ne of ordinary skill in the art would have recognized that Creveling legs could be made pivotable in order to provide Creveling with the predictable established function of pivoting legs (which is to allow a folding bed to assume a plurality of positions).” Final Act. 4–5. We are persuaded the Examiner did not properly articulate a reason with a rational underpinning supporting the legal conclusion of obviousness. In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) (holding that in addition to demonstrating that each of the components is known, the Examiner must also provide “some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness”). We agree the record supports the general finding that pivoting legs were well known. However, the Examiner does not sufficiently explain why that fact made it obvious for a skilled artisan to modify Creveling’s leg 47 from a fixed leg to a pivoting one and to couple the modified leg 47 with a mechanism configured to pivot both legs 46 and 47 under the seat section when the furniture is in the folded position, as claim 14 requires. We agree with Appellant that stating a skilled artisan recognized leg 47 could be made to pivot in order to give that leg the functionality of a pivoting leg is circular logic. See Br. 11. Even granting a skilled artisan would have known a furniture leg could be made to pivot to get the benefits of a pivotable leg, that fact does illuminate what was known by the skilled artisan at the time of the invention that would have led to seeking those benefits specifically for leg 47 in Creveling. Furthermore, the Examiner does not explain what was known at the time of the invention that would have led the skilled person to also Appeal 2014-000874 Application 12/505,697 7 couple leg 47 to a mechanism, such as the one claimed, to pivot the leg. The Examiner fails to answer sufficiently those questions in a manner that the evidence in this record supports. The Examiner offers justifications for the modification, which are to “allow a bed to fold down into a smaller arrangement (which Creveling is certainly concerned with) and allow a user to adjust the bed should it be on an uneven surface.” Ans. 9. Regarding the second justification, the Examiner offers no evidentiary support that allowing leg 47 to pivot under the seat section enables a user to adjust the bed on uneven surfaces. Broad conclusory statements standing alone will not suffice as “evidence” of knowledge leading to a particular combination. In re Kotzab, 217 F.3d 1365, 1370 (Fed. Cir. 2000). Regarding the first justification, the Examiner does not sufficiently explain why a skilled artisan would have considered it obvious to replace Creveling’s rigidly secure leg 47 with a pivoting leg, when Creveling already allows the bed to fold down into a smaller arrangement without such a modification. See Creveling Fig. 2. Furthermore, the Examiner offers no reasoning for why a skilled artisan would modify the mechanism of Creveling and couple it to leg 47 to pivot both legs 46 and 47 under the seat section when the furniture is in the folded position. Again, the Creveling foldable furniture already folds under the seat section without modifying the disclosed mechanism. See id. For the foregoing reasons, we do not sustain the Examiner’s obviousness rejection of claim 14.3 Therefore, we also do 3 We note that claim 14 recites, “the seating unit further including front and rear legs coupled with the mechanism . . . .” Br. 17 (Claims App., emphasis added). Appellant’s Specification, however, does not disclose a seating unit Appeal 2014-000874 Application 12/505,697 8 not sustain the Examiner’s obviousness rejection of claims 15–24, and 26, which all depend from and rely upon the rejection of claim 14. Appellant also challenges the Examiner’s finding that Creveling shows “the front and rear legs are disposed between the seat and intermediate sections in the closed position,” as claim 26 requires. Br. 12 (emphasis added). The Examiner finds “Creveling shows at least a portion of the front and rear legs being disposed between the seat and intermediate sections.” Final Act. 5 (citing Creveling Fig. 2). Appellant alleges that finding is improper because the legs are “positioned laterally of the frame.” Br. 12. We are persuaded the Examiner erred. In the context of claim 26, the term “between” means within the space separating and defined by the boundaries of the seat and intermediate sections, which is consistent with the plain and ordinary meaning. See Between Definition, Meriam-Webster.com, http://www.merriam-webster.com/dictionary/between (last visited on April 12, 2016) (“in the time, space, or interval that separates”). We note claim 26 including front and rear legs coupled with the mechanism. Instead, the Specification describes the rear leg (called “intermediate leg 88”) as attached to the intermediate section and the front leg (called “a front leg 108”) as attached to the seat section. We also note that the mechanism for folding the front and rear legs under the seating section likewise appears dependent upon attaching the rear and front legs to the intermediate and seat sections, respectively. We leave it to the Examiner upon return of this application for further prosecution to determine whether claim 14 satisfies the written description and enablement requirements of 35 U.S.C. § 112, ¶ 1 in light of the above observations. No inference, however, should be drawn from our decision not to make a new ground of rejection in the first instance. See 37 C.F.R. § 41.50(b). See also Manual of Patent Examining Procedure (MPEP), 8th ed., rev. 8, July 2010, § 1213.02. Appeal 2014-000874 Application 12/505,697 9 depends from claim 14, which requires a “vertically stacked relationship,” with the seat section being positioned on top of the intermediate section, and a mechanism that is configured to fold the front and rear legs under the seat section. See Br. 17 (Claims App.). As such, if “between” includes an area unbounded by the boundary of the seat and intermediate sections and includes area outside those sections, then it would be a meaningless limitation because folding the legs under the seat section will necessarily cause the legs to fall into such an area. Ethicon Endo-Surgery, Inc. v. U.S. Surgical Corp, 93 F.3d 1572, 1578 (Fed. Cir. 1996) (rejecting an interpretation that renders a limitation meaninglessly empty). Consistent with requiring “between” to limit the area to the boundary defined by the intermediate and seat sections, the Specification only describes and depicts the folding mechanism as folding front and rear legs, 88 and 104, within the space separating the seat section from the intermediate section (as required by claim 26). See Spec. ¶¶ 30–32, Figs. 2, 6. As a result, we agree with Appellant that the legs of Creveling are not “between” the intermediate and seat sections in the closed position because they always remain laterally positioned outside of the space defined by those sections. See Creveling 3:38–42, Figs. 2–5. Therefore, we do not sustain the Examiner’s obviousness rejection of claim 26 for the additional reason that a preponderance of the evidence does not support the finding that Creveling’s legs are disposed between the seat and intermediate sections in the closed position. Appeal 2014-000874 Application 12/505,697 10 Claim 25 Appellant contends claim 25 is patentably distinct from Creveling because it requires the base to have “at least two walls with upper edges, and in the folded position the seat section rests atop the upper edges.” Br. 12– 13. Rejecting claim 25 as obvious, the Examiner determined, [i]t is well known in the art of folding beds to have walls on a device such as Creveling’s, wherein the seat section rests on the upper edge of the walls. One of ordinary skill in the art would have recognized that walls could be used on Creveling in order to prevent a user's hand from getting caught in the linkages. Furthermore, allowing the seat section to rest on base walls would provide stability to the apparatus. Final Act. 5. Appellant alleges the Examiner is incorrect because the suggested modification would render Creveling inoperable for its stated purpose. Br. 13. We are not persuaded. The Examiner correctly and fully explained why Appellant’s argument is misplaced. Specifically, the Examiner states, [Appellant’s] argument assumes the intended purpose of Creveling is “to insure that the parts will be firmly and securely locked in the closed or folded position.” This intended purpose is entirely too narrow. A more reasonable intended purpose of Creveling is to provide a user with a hassock that can expand into a bed. Adding walls to Creveling’s base would not interfere with this intended purpose. It is well known that households are commonly occupied by children and pets. The Creveling apparatus could easily be modified to have walls surrounding the base in order to lower the possibility of a pet or child getting caught in the folding linkages of Creveling. Appellant’s argument that a front wall would destroy Creveling is flawed because Claim 25 requires “at least two walls” and not necessarily a front wall. Appellant argues that adding walls would interfere with the locking ability of Creveling. The Examiner respectfully disagrees. Walls could be added to the Appeal 2014-000874 Application 12/505,697 11 sides of the base to protect children and pets and not interfere with the lock. Ans. 10. Because a preponderance of the evidence supports the Examiner’s factual findings and because we agree with the Examiner’s reasoning, we sustain the obviousness rejection of claim 25. SUMMARY We reverse the Examiner’s anticipation rejection of claims 1–7, 9, and 12. We reverse the Examiner’s obviousness rejection of claims 8, 11, 13, 14–24, and 26. We affirm the Examiner’s obviousness rejection of claim 25. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED-IN-PART Copy with citationCopy as parenthetical citation