Ex Parte Becker et alDownload PDFPatent Trial and Appeal BoardApr 18, 201612902873 (P.T.A.B. Apr. 18, 2016) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE 12/902,873 10/12/2010 65798 7590 04/18/2016 MILLER IP GROUP, PLC GENERAL MOTORS CORPORATION 42690 WOODWARD A VENUE SUITE 300 BLOOMFIELD HILLS, MI 48304 FIRST NAMED INVENTOR Marc Becker UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. P009420-BAT-CHE 2853 EXAMINER PARSONS, THOMAS H ART UNIT PAPER NUMBER 1729 MAILDATE DELIVERY MODE 04/18/2016 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte MARC BECKER and REMY FONTAINE 1 Appeal2014-005905 Application 12/902,873 Technology Center 1700 Before BRADLEY R. GARRIS, MICHAEL P. COLAIANNI, and WLIA HEANEY, Administrative Patent Judges. GARRIS, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134, Appellants appeal from the Examiner's rejection under 35 U.S.C. § 103(a) of claims 1---6, 8-16, 19, and 20 as unpatentable over Bohm (US 5, 141,826, issued Aug. 25, 1992) in view of Jaura (US 7, 172,831 B2, issued Feb. 6, 2007) and Kothmann (US 4,582,765, issued Apr. 15, 1986). We have jurisdiction under 35 U.S.C. § 6. We REVERSE. 1 General Motors is identified as the real party in interest. App. Br. 3. Appeal2014-005905 Application 12/902,873 Appellants claim a thermal management system for a battery comprising a blower 110 for providing air flow to a battery enclosure that has first and second manifolds 106, 108 associated with first and second three-way valves (independent claim 1, Figs. 16-17) or an arrangement of four valves (independent claim 13, Figs. 16-17) or an arrangement of six valves (remaining independent claim 20, Fig. 18) so that air flowing through the enclosure can be shifted into alternate (e.g., back and forth) directions. A copy of claims 1, 13, and 20, taken from the Claims Appendix of the Appeal Brief, appears below. 1. A thermal management system for a battery, said battery including a plurality of battery cells provided in an enclosure, said enclosure including a first manifold having a first end and a second end and a second manifold opposite to the first manifold having a first end and a second end, said system comprising: a first three-way valve for allowing fluid flow into or out of the first end or the second end of the first manifold; and a second three-way valve for allowing fluid flow into or out of the first end or the second end of the second manifold so that the fluid flow through the enclosure flow shifts in a back and forth direction. 13. A thermal management system for a battery, said battery including a plurality of battery cells provided in an enclosure, said enclosure including a first manifold having a first end and second end and a second manifold opposite the first manifold having a first end and a second end, said system compnsmg: a blower providing an air flow to the enclosure; and a plurality of valves directing the air flow from the blower through the enclosure, said valves being selectively controlled to provide air flow-shifting through the enclosure so that the air flow alternates in direction through the enclosure, where the plurality of valves is four valves. 2 Appeal2014-005905 Application 12/902,873 20. A thermal management system for a battery provided in a battery enclosure, said enclosure including a first manifold having a first end and second end and a second manifold opposite the first manifold having a first end and a second end, said system comprising; blower providing an air flow to the enclosure; and a plurality of valves directing the air flow from the blower through the enclosure, said valves being selectively controlled to provide air flow-shifting through the enclosure so that the air flow alternates in direction through the enclosure, where the plurality of valves is six valves, and the valves can be configured to direct the air flow into either the first or second end of the first manifold and out of either the first or second end of the second manifold, and alternately configured to direct the air flow into either the first or second end of the second manifold and out of either the first or second end of the first manifold. In rejecting claim 13, the Examiner finds that Bohm discloses a system having an enclosure with first and second manifolds whereby blowing air can reversibly flow into or out of either manifold but does not disclose four valves as claimed (Final Action 11-12) and that Jaura discloses a system having an enclosure with first and second manifolds associated with valves 32, 36 whereby blowing air can reversibly flow through the enclosure in either a clockwise or counterclockwise direction (id. at 12). The Examiner concludes that it would have been obvious "to have modified the manifolds of Bohm ... with the valves of Jaura ... such that the first manifold of Bohm comprises a first valve (32, 36) of Jaura ... and the second manifold of Bohm ... comprises a second valve (32, 36) of Jaura ... [thereby] provid[ing] a plurality of valves (i.e. 4 valves)" (id. at 12). 3 Appeal2014-005905 Application 12/902,873 The Examiner builds on this rejection in addressing the other independent claims by concluding that it would have been obvious to modify the four valves of the Bohm/Jaura combination to be six valves as required by claim 20 (id. at 15) or to be two three-way valves (in view of Kothmann) as required by claim 1 (id. at 5). Appellants correctly point out that "Bohm does not teach anything about valves at all, and Jaura teaches only two valves (32 and 36)" (App. Br. 15). Appellants argue that "combining the teaching of Bohm and Jaura does not somehow tum two valves into four valves" (id.). Appellants' argument has persuasive merit. The Examiner does not specifically explain how or why each of the first and second manifolds of Bohm would have been provided with valves 32 and 36 of Jaura. Without such an explanation, it is not apparent where these valves would be located in each of Bohm's manifolds or how the resulting arrangement would provide the reversible flow desired by Bohm and Jaura. Furthermore, as properly explained by Appellants, the four-valve arrangement proposed by the Examiner would not have been suggested by the references because Bohm has no teaching regarding valves and Jaura teaches only two valves 32 and 36 for obtaining reversible flow. Based on the record before us, the only apparent combination of these references that is supported by the applied prior art alone (i.e., in the absence of hindsight) is a system having the two-valve arrangement shown in Figures 1 and 2 of Jaura. For these reasons, the Examiner's conclusion that it would have been obvious to provide Bohm with four valves is merely a conclusory statement, not supported by articulated reasoning with rational underpinning. See In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) ("[R]ejections on obviousness grounds cannot be sustained by mere conclusory statements; instead, there 4 Appeal2014-005905 Application 12/902,873 must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness") quoted with approval in KSR Int'! Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007). As previously indicated, the Examiner relies on this deficient obviousness conclusion in rejecting independent claims 1 and 20 as well as independent claim 13. It follows that we will not sustain the§ 103 rejection of these claims or the claims which depend therefrom. The decision of the Examiner is reversed. REVERSED 5 Copy with citationCopy as parenthetical citation