Crimptex, Inc.Download PDFNational Labor Relations Board - Board DecisionsDec 16, 1963145 N.L.R.B. 452 (N.L.R.B. 1963) Copy Citation 452 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Crimptex , Inc. and Rafael Vega, Ramon M. Cuevas, Luis A. Nazario, Angel Cruz, Angel Gonzalez. Cases Nos. 24-CA-1655-1, 24-CA-1655-2, 24-CA-1655-3, 24-CA-1655-4, and 24-CA-1655-5. December 16, 1963 DECISION AND ORDER On May 1, 1963, Trial Examiner James T. Barker issued his Inter- mediate Report in the above-entitled proceeding, finding that the. Re- spondent had engaged in and was engaging in certain unfair labor 'practices and recommending that it cease and desist therefrom and take certain affirmative action, as set forth in the attached Intermedi- ate Report. Thereafter, the Respondent filed exceptions to the In- termediate Report and a brief in support thereof. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, the Board has delegated its powers in connection with these cases to a three-member panel [Chairman McCulloch and Mem- bers Fanning and Brown]. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the In- termediate Report, the exceptions and brief, and the entire record in these cases, and finds merit in the exceptions of the Respondent. Ac- cordingly, the Board adopts the findings of the Trial Examiner only to the extent consistent herewith. The basic issue concerns the status of the five Charging Parties. It is the General Counsel's contention that they are employees en- titled to the Act's protection. On the other hand, Respondent con- tends that they are supervisors within the meaning of the Act. As set forth in the Intermediate Report, the Respondent operates a yarn-manufacturing plant in San German, Puerto Rico. Pelletier, the plant manager, and his assistant, Enriquez, are the top officials in charge of the plant and its day-to-day operations. During periods of normal production, the Respondent employs approximately 25 ma- chine operators on 3 shifts, with 8 to 10 operators on each shift. In addition, the Respondent employed the five Charging Parties who were classified as supervisors. In June 1959, the Respondent and International Ladies Garment Workers Union, AFL-CIO, herein called the Union, executed an agreement for consent election in a unit of : All production and maintenance employees employed by the Company at its plant at San German, P.R., excluding all profes- sional and clerical employees, guards and supervisors as defined in the Act. 145 NLRB No. 50. CRIMPTEX, INC. 453 There was some discussion at that time among representatives of Re- spondent, the Union, and a Board agent relative to the status of the Charging Parties. Ultimately, the names of the Charging Parties did not appear on the eligibility list agreed to by Respondent and the Union. At least two of the Charging Parties, Vega and Cruz, in- quired of Respondent if they could vote. They received a negative reply, being told they were supervisors. The election resulted in the Regional Director's certification of the Union in the consent unit. On November 9, 1959, the Respondent and the Union entered into a collective-bargaining contract which contained union-security and dues-check-off provisions. On November 9, 1961, the contract was renewed for a period of 2 years, except that certain wage rates were modified. In July 1962, Respondent began a general layoff of employees. By letter dated August 19, 1962, the Charging Parties, describing them- selves as "supervisors," made certain demands on the Respondent, including a demand for greater job protection. Although Respond- ent told the Charging Parties that their demands would be granted, the Respondent refused to put its consent in written form. As a re- sult, the five Charging Parties refused to return to work until the promised benefits were reduced to writing. For their refusal to re- turn to work, the Respondent discharged all five. The complaint alleged that the five Charging Parties were a group of unrepresented employees who, by acting in concert to present their grievances, constituted themselves a labor organization; and that Re- spondent violated the Act by discharging and refusing to reinstate these employees because of their concerted activity. The Trial Ex- aminer found that the five Charging Parties were employees who acted as "leadmen"; and therefore, by discharging, and by failing to reinstate, the Charging Parties because of their concerted activity, Respondent violated Section 8(a) (1) and (3) of the Act. In its ex- ceptions, Respondent contends, inter alia, that the Trial Examiner erred in failing to find that the Charging Parties were supervisors. We find merit in Respondent's position. As noted above, the names of the five Charging Parties did not appear on the eligibility list used in the 1959 election, the Union ap- parently agreeing with the Respondent as to the excluded status of these individuals. The Charging Parties themselves evidently ac- cepted Respondent's statement prior to the election, that their exclu- sion was based on the fact they were considered supervisors, for it does not appear that they took any further action in the matter. Since the election, the Respondent and the Union have treated the Charging Parties as being outside the production and maintenance unit. They have twice negotiated bargaining contracts, but the record does not show that the Union at any time sought to include the Charg- 454 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ing Parties within the scope of the contracts. The contracts' dues checkoff and union-security provisions were never applied to the Charging Parties, and they never joined the Union during their employ. Moreover, the Respondent has treated them differently in that they have attended the supervisors' meetings and a Christmas party given only for supervisors. In addition, they have received a bonus not given to the production employees and, at all times, have received a higher hourly rate of pay than the machine operators. As recognized by the Trial Examiner, it is the duties of the Charging Parties, rather than their formal classification, which are determinative as to their supervisory status under the Act. However, unlike the Trial Examiner, we find on the basis of the record that the Charging Parties did possess the indicia of supervisory authority. Thus, their duties included not only the maintenance and repair of machinery, but also the overseeing, on a regular basis, of the work of the machine operators. In this capacity, they were required to check the quality of the work produced by the machine operators, and they were responsible for seeing that the orders of Plant Manager Pelletier and his assistant, Enriquez, were carried out. The Charging Parties had additional supervisory duties, as evi- denced by certain company rules that Respondent displayed on the employee bulletin board for a number of years. These rules required all employees to secure permission from their supervisor when absent, report immediately to their supervisor when late, abide by instruc- tions issued by their supervisors, and receive permission of their super- visor when in doubt as to job standards. The rules also forbade petitions or solicitations without supervisory permission. The Trial Examiner found that these rules clothed the Charging Parties with apparent supervisory authority, but found the rules not persuasive because of his conclusion that they were not followed in practice. Contrary to the Trial Examiner, we find that these rules are persuasive evidence of the Charging Parties' supervisory authority and that they were followed. Thus, the many "Supervisors' Absentee Reports" introduced in evidence, which were signed by the Charging Parties, show that employees did report to their supervisors, i.e., the Charging Parties, when late or absent. These reports also show that employees often gave the Charging Parties excuses or reasons for their lateness or absence. There is also evidence that the Charging Parties made effective recommendations with respect to the discharge of employees. Accord- ing to Charging Party Gonzalez, employee Rosario was discharged because Rosario "incurred in an act of discipline" and "was very un- disciplined" and "rancourous" [sic] to Gonzalez. Though the latter was unable to remember whether he recommended in so many words that Rosario be discharged, he recalled sending him home before his CRIMPTEX, INC. - 455 shift was over. The evidence pertaining to the discharge of another employee, Collado, shows that Charging Party Vega called Collado's attention to the fact that he was spending too much time in the wash- room. When his shift was over at midnight, Collado assaulted Vega. The next day, Vega reported the incident to Plant Manager Pelletier and as a result of Vega's report, Collado was discharged. Pelletier testified that both employee discharges resulted from the recommen- dations of the Charging Parties involved. We note finally that, were we not to find the Charging Parties to be supervisors, 9 to 11 employees would have been working 2 night shifts and weekends without responsible supervisory direction. In view of the foregoing, and the entire record, we find that the Charging Parties responsibly directed the work of employees, and effectively recommended disciplinary action with respect to them. We conclude, therefore, that the Charging Parties were supervisors within the meaning of Section 2 (11) of the Act, and not employees entitled to the protection of the Act.' Accordingly, we shall dismiss the complaint. [The Board dismissed the complaint.] MEMBER BROWN, dissenting : For the reasons set forth in the Intermediate Report, I would adopt the findings, conclusions, and recommendations of the Trial Examiner. 1 See, for example, CGsbbs Automatic Division, Pierce Industries, Inc, 129 NLRB 196; Leonard Niederriter Company, Inc., 130 NLRB 113; and Southwest Shoe Exchange Com- pany, 136 NLRB 247 INTERMEDIATE REPORT STATEMENT OF THE CASE Upon separate charges filed on October 2, 1962, by Rafael Vega, Ramon M. Cuevas, and Luis A. Nazario, individuals, and separate charges filed on November 8, 1962, by Angel Cruz and Angel Gonzalez, individuals, all of whom are hereinafter sometimes referred to as the Charging Parties, the Acting Regional Director of the National Labor Relations Board for the Twenty-fourth Region on November 20, 1962, issued a complaint against Crimptex, Inc., herein referred to as Respondent, alleging violations of Section 8(a) (1) and (3) of the National Labor Relations Act, hereinafter called the Act. In its duly filed answer, Respondent admitted certain allegations of the complaint but denied the commission of any unfair labor practices. Pursuant to notice, a hearing was held before Trial Examiner James T. Barker at Mayaguez, Puerto Rico, on January 28 through 31, 1963, and on February 1, 1963. All parties were represented at the hearing and were afforded full opportunity to be heard, to introduce relevant evidence, to present oral argument, and to file briefs with me. The General Counsel presented oral argument and thereafter on March 27, 1963, the Respondent filed a brief with me. Upon consideration of the entire record and the brief of the Respondent, and upon my observation of the witnesses, I make the following: FINDINGS OF FACT 1. THE BUSINESS OF THE RESPONDENT Respondent is, and has been at all times material herein , a Puerto Rico corporation with its principal office and place of business at San German , Puerto Rico, where 456 DECISIONS OF NATIONAL LABOR RELATIONS BOARD it is engaged in the manufacture of yarn . During the 12 months immediately pre- ceding the issuance of the complaint herein , Respondent in the course and conduct of its business operations purchased and had shipped directly to it from places located outside the Commonwealth of Puerto Rico, goods and merchandise valued in excess of $50,000; and, during said period, shipped products outside the Common- wealth of Puerto Rico valued in excess of $50,000. Upon these admitted facts, I find that Respondent is engaged in commerce within the meaning of Section 2 (6) and (7) of the Act. II. THE UNFAIR LABOR PRACTICES The General Counsel contends that: the five Charging Parties, employees of the Respondent , at all times material herein , have been a group of unrepresented employees who, by agreement between the Respondent and the International Ladies Garment Workers Union, AFL-CIO, were not included in a production and mainte- nance unit of employees working at Respondent's plant in San German, Puerto Rico; on or about August 19, 1962, the Charging Parties, acting in concert to represent their collective and individual interest, requested Respondent to discuss economic demands, working conditions , and grievances affecting their collective as well as individual interests as employees of Respondent; by such joint action the five em- ployees constituted themselves a labor organization within the meaning of the Act; on specific dates thereafter, the Respondent did recognize and deal with said em- ployees collectively with regard to their wages, hours, and working conditions; on or about September 10, 1962, the Charging Parties, acting in concert to promote their collective and individual interests as employees of Respondent, declared a strike against Respondent and as a result thereof Respondent , on September 13, discharged all of said employees because of their refusal to return to work when ordered to do so by the Respondent, and since that date, Respondent has failed and refused to reinstate said employees to their jobs although they have made repeated and unconditional requests that they be reinstated. The General Counsel contends that Respondent 's action is violative of Section 8(a)(1) and, alternatively, of Section 8(a)(3) and (1) of the Act. The Respondent on the other hand contends principally that (a) the five Charg- ing Parties are supervisors within the meaning of the Act; (b) they did not and do not constitute a residual group of employees within the meaning of Board prece- dent ; (c) the mere fact that they acted in concert in presenting common demands did not constitute them a labor organization ; and (d ) their discharge was for cause for failing to respond to and avail themselves of proffered employment subsequent to the cessation of the strike which , Respondent asserts, was at all times material economic in nature.' A. Background 1. The operations of Respondent Respondent commenced operations at its San German , Puerto Rico , plant in May 1958. At all times pertinent Henry Pelletier has been plant manager and Henry Enriquez has been assistant manager. Their hours of work at the plant are from 8 a m. to 5 or 6 p.m weekdays . In times of normal production , 25 machine operators are employed who operate the 11 machine units used in the production of Banlon , Respondent's principal product. These employees work three 8-hour shifts, the first shift starting at midnight and running until 8 a.m., the second from 8 a.m. until 4 p.m., and the third from 4 p.m. until midnight . Eight to ten machine operators are employed on a rotating basis on each shift. During the 8 a.m. to 4 p.m. shift , two maintenance mechanics are employed in the machine shop.2 It was in this capacity that Angel Gonzalez , one of the Charging Parties , was employed at times pertinent herein In addition , at times material the Respondent employed the four other Charging Parties in a capacity which the General Counsel contends was nonsupervisory and which the Respondent , to the contrary , contends was super- 1 Rejected Is Respondent 's further contention that there is a substantial variance be- tween the original charges and the complaint herein N L It .B v. Fant Milling Company, 360 U S 301. 2 The foregoing Is predicated upon the credited testimony of Pelletier. Angel Gonzalez, and Johnny Echevarria. CRIMPTEX, INC. 457 visory.3 Angel Gonzalez credibly testified, and it is undisputed, that before his transfer to the machine shop on the second shift, he substituted, as required, for one or the other of the Charging Parties during times pertinent to this proceeding, and it is for this reason that Respondent contends that Gonzalez was a supervisor within the meaning of the Act. 2. The certified bargaining unit The parties stipulated and the documents of record reveal that on June 25, 1959, Respondent and the International Ladies Garment Workers Union, AFL-CIO, executed an agreement for consent election to be conducted in a unit described as follows: All production and maintenance employees employed by the Company at its plant at San German, P.R., excluding all professional and clerical employees, guards and supervisors as defined in the Act. Pursuant thereto an election was held on July 2, 1959, among the employees in the agreed appropriate unit and as a result thereof the International Ladies Garment Workers Union, AFL-CIO, hereinafter called the Union, on July 13, 1959, was duly certified by the Regional Director for the Twenty-fourth Region as their collective-bargaining representative. The Union remained at the time of the hear- ing the bargaining representative for the production and maintenance employees of Respondent. It is further undisputed that the Charging Parties' names did not appear on the eligibility list used in conjunction with the aforesaid July 2, 1959, election, and that before their respective terminations, they had not been included in the collective- bargaining unit represented by the Union. B. The supervisory question 1. The setting During the months immediately preceding their respective terminations, the Charg- ing Parties Vega, Cuevas, Nazario, and Cruz were employed in a job classifica- tion "supervisor," so designated by Respondent and accepted by the incumbents themselves .4 However, it is fundamental doctrine that the mere title does not 3 The Respondent contends that because the five Charging Parties were "excluded from the appropriate unit determined in Case No. 24-RC-1229," which determination was "accepted by the Board," the Board is estopped from finding the Charging Parties are not supervisors within the meaning of the Act. This contention is based, in sum, upon record evidence (more fully set out snfia) to the effect that at the time the Union filed its repre- sentation petition in the above-referred-to representation case, an agent of the Board in- quired as to the duties of the five ; that Respondent took the position they were "part of the management" ; that the Union did not seek to have them included in the unit, and that pursuant to the agreement of the parties the five were excluded from the unit and did not vote in the election subsequently held. This is but the reverse facet of the contention advanced in Valentine Sugars, Inc., 102 NLRB 313, 314 at footnote 3, and there rejected by the Board There the Board observed. The decision to allow these alleged supervisors to vote was the result of an agree- ment between the parties settling their differences as to the voting eligibility of 'cer- tain employees Merely consenting that alleged supervisors be allowed to vote is not a determination of their status by the Board So, here, merely because Respondent and the Union (not here joined as a party) in an earlier representation proceeding agreed to exclude the Charging Parties from the collective- bargaining unit subsequently certified by the Regional Director does not determine the question raised as to their supervisory status in the instant unfair labor practice proceed- ing, nor does it act as an estoppel against the Board, or preclude a de novo determination here 4 Much evidence was adduced at the hearing on the issue of whether the Charging Parties were employed in the classification "maintenance mechanics" or "supervisors." Consider- ing the references of the Charging Parties to themselves as "supervisors" in their written communication with management (hereinafter considered) and the similar designations on reports which they filled out and executed, I conclude and find that at times material herein the five Charging Parties worked in a job category designated "supervisor" and not, as they contend, in the job category "maintenance mechanic." 458 DECISIONS OF NATIONAL LABOR RELATIONS BOARD establish supervisory status but rather it is the duties and authorities of the individ- uals employed therein that do .5 At times material the four Charging Parties referred to above were assigned on a rotating basis to duties on each of the three operating shifts. Similarly, and also on a rotating basis, they performed duties in the machine shop during the second, or 8 a.m. to 4 p.m. shift. On weekdays during the hours from approximately 8 a.m. until 5 or 6 p.m., Plant Manager Pelletier and/or his assistant, Henry Enriquez, were on duty in the plant, and it is from them that the Charging Parties took their direction and instruction during those hours. However, after 5 or 6 p.m. and on weekends and holidays, neither Pelletier nor Enriquez was in attendance at the plant on a continuing basis, but only at such frequent but unscheduled occasions as they would make their unannounced appearance; or at such times as Pelletier would come to the plant pursuant to a telephone request of or message from one of the Charging Parties.6 It was during nighttime hours and on weekends and holidays, if at all, that the Charging Parties performed duties which would constitute them supervisors within the meaning of Section 2 (11) of the Act. 2. The duties Before operations commenced at the San German plant in 1958, Vega, Gonzalez, and Cruz attended a course in the United States where they were trained in the operation and maintenance of the machinery to be used by Respondent in its San German plant. Thereafter they returned to Puerto Rico and after operations com- menced at the plant assisted in training production employees in the operation of production machinery? In the capacity in which they served in the months preceding their respective terminations Vega, Cuevas, Nazario, and Cruz repaired , adjusted , maintained, and serviced production machinery and parts, and daily during the operators' relief and half-hour lunch periods they performed production tasks, substituting for the opera- tors.8 During the course of any of the three shifts, if a defect occurred in the operation or production of a machine , the operator contacted the "supervisor" whose task it was to remedy the defect through repair.9 In the event they were unable because of lack of skill or knowledge to accomplish a given repair task, the "supervisor" received the assistance of Plant Manager Pelletier . If this occurred at night or during the weekends the "supervisor" would contact Pelletier at home by telephone and he would come to the plant to assist in making the necessary repairs.'° According to the undisputed testimony of Pelletier the "supervisors " spent an un- defined portion of their time moving from machine to machine checking the quality of work being produced by the operators. During those portions of the first and third shifts and on weekends when neither Pelletier nor Enriquez was in the plant, the "supervisors" were the highest paid personnel on duty. " The operators carried on their tasks pursuant to a predetermined written schedule prepared in advance by Pelletier ; such modifying instructions as were also prepared by Pelletier or 5 N.L.R B. v. Quincy Steel Casting Co ., Inc., 200 F 2d 293 (CA. 1 ) ; Red Star Expres8 Lines of Auburn , Inc v. NL.R.B., 196 F. 2d 78 (,C.A 2) ; Cinch Manufacturing Corpora- tion, 98 NLRB 781. O The foregoing is based on a composite of the credited testimony of Pelletier, Cruz, Gonzalez, Vega, Carlo, and Mojica. I credit Pelletier to the effect that he made such visits but do not credit his testimony that his Saturday visits were occasional and that Sunday visits may have been spaced 2 months apart. While the employee witnesses vari- ously fixed the interval between visits by management , their testimony reasonably inter- preted established that the visits were frequent 7'The foregoing is based on a composite of the credited testimony of Pelletier , Cruz, and Gonzalez . Pelletier testified that Vega, Gonzalez, and Cruz received training in super- vision through this course but the record is devoid of evidence detailing the type of super- visory training, if any, they may have received 'The credited testimony of Pelletier, Padovani, Carlo, Angel Cruz, Rafael Vega, and Angel Gonzalez "The credited testimony of Padovani, Echevarria, Carlo, and Gonzalez 10 The credited testimony of Pelletier, Gonzalez, and Carlo Benito Santiago who served in the job category "supervisor" during the 4 months preceding the hearing also testified he similarly acted The credited testimony of Pelletier and Carlo The exact pay differential is not specified in the record CRIMPTEX, INC. 459 Enriquez and called to their attention by the "supervisors"; or such oral instructions as were passed on to them by word of mouth from the operator whom they relieved.12 The "supervisors" assisted operators in making such changes in material or ma- chines as were necessary to comply with any modifying instructions given to the operators by Pelletier or Enriquez.13 The "supervisors" also signed as "supervisors" time charts which showed the hour when the machine was started, when it was shut down, when it was doffed, and the number of plies of yarn the machine was running. Both the "supervisor" and the operator would initial the entries.14 In the event an operator did not report to work at all during the evening hours or on weekends and holidays, the "supervisor" would report this by telephone to Pelletier 15 who either obtained a replacement or ordered an adjustment in operations, instruct- ing the "supervisor" in the manner of accomplishing this.16 If an operator became ill during the night so that he was required to leave the plant, he informed the "supervisor," who would sometimes telephone Pelletier for instruction. On other occasions the "supervisor" would merely substitute for the operator if he had no other more pressing tasks to perform. If, however, there was no one available to operate the machines, and the job being performed was not an important one as categorized in advance by management, the machine was shut down.17 In this latter situation, the "supervisor" lacked authority to order an ill employee to stay on the job, or to exercise in any way his independent judgment as to the validity of the operator's reason for leaving his work.18 The "supervisors" had responsi- bility to see that operators were at their work stations and to find out why they were not. However, they lacked authority to discipline independently such employees or to take corrective action, and were expected merely to report any transgression, indolence, or neglect to Pelletier through the device of a written report.19 The "supervisors" reported all lateness and absences to Pelletier on a form designated "supervisors absentee report," indicating whether the lateness or absence was with or without prior notice, and checking the reasons therefor29 On the basis of these reports and an independent investigation of his own, Pelletier would take appro- priate action, discussing the matter with representatives of the Union pursuant to 12 The credited testimony of Rafael Vega, Cruz, Gonzalez, Echevarria, Mojico, and Santiago 13 The credited testimony of Cruz 14 The credited testimony of Nazarlo and Santiago 11 The credited testimony of Cruz, Rafael Vega, and Padovani 16 The credited testimony of Rafael Vega and Padovani 17 The credited testimony of Padovani , Rafael Vega, Cruz, Gonzalez , Enriquez, and Carlo. 18 The credited testimony of Cruz, Enriquez, and Rafael Vega. 19 The credited testimony of Cruz, Gonzalez, Rafael Vega, and Carlo. The credited testi- mony of Santiago that he had the responsibility of seeing that operators attended their work did not reveal any independent disciplinary authority. 11 The credited testimony of Cruz, Gonzalez, Rafael Vega, and Carlo Santiago credibly testified that he similarly had this responsibility during his 4-month tenure as a "supervisor " I have weighed the further testimony of Benito Santiago that after assuming the posi- tion of a "supervisor" he sent employee Mojica home 2 hours before the end of the night shift because Mojica had 'been sleeping on the job. Mojica admitted that he left work as instructed by Santiago but testified that he did so because he was ill. I do not resolve this apparent conflict for it was not shown by Respondent that the Charging Parties possessed during the term of their employment the same authority as that Santiago claimed for himself. Although Santiago testified his duties as a "supervisor" were the same as those of the Charging Parties, this was conjecture on his part based on limited observation For this reason, and considering the absence of other evidence showing the Charging Parties possessed authority to discipline and suspend employees, I do not consider the Mojica incident sufficient alone to establish that they did. Further, Santiago's testimony that he "permitted" Mojica to absent himself from work to attend and testify at the instant hearing was clearly ministerial and not discretionary. In addition, relating to the status of the Charging Parties, Santiago's bare assertion that he "supervised" machine operators during times he served as a "supervisor" subsequent to the termination of the Charging Parties was unsupported by specifics and is accordingly given no weight in re- solving the supervisory issue. Nor am I able to credit the testimony of Elado Montaldo relating to the duties of in- dividuals employed in the job category of "supervisor." As I observed his testimony at the hearing he manifested an attitude of levity and evasion which, when considered to- gether with his general demeanor as he testified, rendered his testimony untrustworthy 460 DECISIONS OF NATIONAL LABOR RELATIONS BOARD the grievance machinery of the collective-bargaining contract covering the production and maintenance employees.21 As is apparent from their August 19 letter to Pelletier, considered below, and their credited testimony at the hearing, the Charging Parties were left unapprised by management concerning the extent, if any, of their actual supervisory authority. Further, the credited testimony of Padovani, Echevarria, and Carlo reveals that those employees did not consider the Charging Parties to be their "supervisors" or "bosses." 3. Conclusion There is no evidence that the "supervisors" possess or exercise any of the statutory indicia of supervision. Pelletier testified that they had authority to resolve minor disputes among employees but the only incident to which he alluded revealed that no independent action was taken, but rather that Angel Cruz, the "supervisor" involved, sought Pelletier's intervention in the incident in order to achieve a resolu- tion thereof. Pelletier's testimony as to the alleged authority of "supervisors" to resolve minor disputes has no other record support. Although Pelletier testified that the "supervisors" could effectively recommend hires such specific recommen- dations as he testified to appear to have occurred at or near the time Respondent commenced operations several years ago; and it is not shown whether the recom- mendations of the five alleged supervisors were given weight by Respondent, or whether their recommendations were of more significance than those of other em- ployees. There is no substantial evidence of the authority of "supervisors" to effec- tively recommend the discharge of employees. The evidence pertaining to the dis- charge of Collado by management following a report from "supervisor" Vega (who had been assaulted by Collado) reveals Vega reported this incident to his superior and the assault constituted Collado's second offense. It is clear that the discharge resulted from a decision of management predicated not on any recommendations of Vega, but solely upon the nature of Collado's conduct. Similarly, the discharge of Rosario, in which "supervisor" Gonzalez played a role, resulted from an inde- pendent determination of management based solely on Rosario's conduct and not from any recommendation of Gonzalez. Nor does this incident suggest that Gon- zalez, and thus the other "supervisors," had authority to suspend employees. In send- ing Rosario home in midshift, Gonzalez was merely carrying out a specific instruction relating to this employee and was not acting pursuant to a general grant of authority to suspend employees. From the foregoing it is apparent that Respondent has endowed the "supervisors" with status sufficient to cause rank-and-file machine operators to look to them for routine guidance in accomplishing work tasks and meeting schedules that have been predetermined by management. However, it is equally apparent that the relation- ship that exists between the machine operators and the five Charging Parties was that of a less skilled to a more skilled employee; and not that of a rank-and-file employee to a statutory supervisor. During those periods when neither Pelletier nor Enriquez was present in the plant the "supervisors" carried out only routine di- rections of the work of the machine operators and they did not exercise independent judgment in carrying forward the prescribed work but were required to consult with and seek instructions from their superiors, Pelletier or Enriquez, before effectuating a departure from the planned production routine. The 8 to 10 operators who during the nighttime hours and on weekends were left without immediate supervision were subject to the disciplinary effects arising from the expectation and anticipation of frequent but unscheduled visits by the plant man- ager or his assistants, the immediate availability of the latter to resolve work and disciplinary problems, and the information supplied management through the device of the "supervisors" reports. In rendering these reports the "supervisors" served as mere conduits of information, for they lacked authority to take effective action affecting the work status of the operators. Their reporting function was essentially clerical in nature and their reports are always subject to independent investigation. In the unusual circumstances here found I conclude and find that the "supervisors," so-called, are not supervisors within the meaning of the Act but are mere leadmen. 21 The credited testimony of Pelletier and Cruz. CRIMPTEX, INC. 461 The fact that written rules of Respondent 22 clothed them with apparent supervisory authority is not persuasive because these rules are not followed in practice. More- over, of no controlling significance either is the fact as established by uncontroverted and credited testimony that the five Charging Parties attend infrequent "supervisors" meetings; attended a Christmas party given for "supervisors"; during one recent year received a bonus not given to machine operators; receive a higher rate of hourly pay; and on occasions see that operators are supplied with necessary ma- terials. While these factors differentiate them from the machine operators, these occurrences are wholly consistent with their status as leadmen. As the evidence does not establish that the five Charging Parties possessed or exercised the authority of a supervisor, I find that they were not supervisors within the meaning of Section 2 (11) of the Act.23 C. The alleged concerted and union activities During the month of July 1962, Respondent's operations entered a seasonal lull and for a time production was on the basis of a 2- or 3-day workweek, until it halted completely, at which time all personnel were laid off including the five Charging Parties.24 It was during this period of layoff that the five Charging Parties by letter of August 19, 1962, addressed to and received by Henry Pelletier, jointly demanded, on their own behalf only, a management clarification of their authority and responsibilities as "supervisors"; increased salaries; improved vacations and sick leave benefits; and assurances against periodic layoffs. The letter was executed by each of the five Charging Parties. Pelletier responded to this letter on Au- gust 21, 1962, acknowledging receipt thereof and informing the Charging Parties that their letter had been referred to the president of the Company (who was headquartered in the State of Rhode Island) and assuring them that upon receipt of instructions "you will properly be called for a meeting, to have further discussions on the matter of your request." Thereafter, Pelletier received telephonic instructions concerning the matter from Respondent President Benoit. As a result, Pelletier met with the Charging Parties at his office on September 7, and thereafter on September 8 and 10, respectively. Henry Enriquez, Pelletier's assistant, attended the first meeting. Each of the five Charging Parties was present at the first meeting, and all, except Cruz who did not attend the September 10 meeting, were in attendance at the two subsequent meetings. At the first meeting on September 7 Pelletier discussed with the five employees their demands. Pelletier offered the employees 2 weeks' vacation in lieu of 14/z, 15 days' sick pay, and 3 or 4 days guaranteed pay during slack periods. He further requested them to return to work as production orders had increased and he needed their services. The five employees indicated their acceptance of the wage, vaca- tion, and sick benefits offer but demanded, as a condition of their return to work, a guarantee of a 5-day workweek during slack periods, and further that the benefits orally promised be put "in writing." Pelletier refused to accept these demands. When the first meeting ended after approximately an hour's discussion the parties were in disagreement only on the latter point. Pelletier suggested a meeting for the next day. The second meeting was much like the first but the parties were unable to agree on the demand of the five Charging Parties that the terms agreed upon be reduced to writing 25 The parties met again on September 10 pursuant to Pelletier's suggestion Dur- ing the discussion that followed the employees showed Pelletier a copy of a letter they had written to President Benoit. This letter had been written on September 9 and was executed by the five Charging Parties. Enclosed therein was a copy of their August 19 letter to Pelletier. The letter stated, in substance, that they had 22 Company rules at all times pertinent on display on the employee bulletin board state that employees are required to have permission from their supervisors whenever necessary to be absent from work ; require late employees to report immediately to their super- visors, forbid the removal of company property from the premises without permission of the supervisor, require all employees to abide by instructions issued by their supervisor; admonish employees who entertain doubt as to job standards to consult with their super- visors ; and forbid petitions or solicitations without supervisory permission w See Lindsay Newspapers, Inc, 130 NLRB 680; Warren Petroleum Corporation, 120 NLRB 370; ef. Remington Rand Corporation, 141 NLRB 1052. 24 The parties stipulated that the last days on which the respective Charging Parties were employed were as follows: Gonzalez, August 17; Cruz, August 24, Nazario, Septem- ber 1 ; Vega, August 30; and Cuevas, September 8 25 The foregoing is predicated primarily upon the credited testimony of Pelletier as sup- ported in essential aspects by the credited testimony of Gonzalez and Cruz. 462 DECISIONS OF NATIONAL LABOR RELATIONS BOARD not received assurances sufficient from Pelletier to meet their demands and informed President Benoit that they intended "to stay out of work" until they received a formal and satisfactory answer to their August 19 letter. Upon being shown the letter Pelletier said "that is the best thing you can do; let's wait, then, in answer to that letter." 26 At the meeting Pelletier demanded that the five Charging Parties return to work but he refused to reduce the terms of the oral agreement to writing As had the two previous meetings, the September 10 meeting ended with the parties deadlocked over this issue 27 Pelletier credibly testified, in substance, that he sug- gested to the five employees that they resume work on the basis of the benefits orally granted and that they later appraise their demand for written terms in light of President Benoit's expected response to their September 9 letter. The employees were adamant in their refusal, however. The following day, September 11, Respondent sent a telegram to Rafael Vega which Vega received and which read as follows- This is to confirm personal notice given you yesterday to report to your job in Crimptex on the 8 a.m. shift tomorrow Wednesday. CRIMPTEX INC. Each of the other four employees on September 11 was sent and received a tele- gram identical in all respects except for the reporting time.28 That afternoon after the telegram had been sent by Pelletier but before it had been received by Gonzalez, Gonzalez was asked to report to Pelletier at his office, and did so. Pelletier was absent but Gonzalez spoke with Enriquez. Gonzalez credibly testified concerning the conversation as follows: I asked about the Manager, Mr. Pelletier, and he answered that he was not in. I asked what they wanted me for and what purpose. And he said they wanted to talk to me personally, that he would tell me what he had to tell me on behalf of the company. He said that the company had given me 24 hours to return to work. To the contrary, I was fired at the end of those 24 hours, but that if I returned, I could continue working always for the company amicably. I said to him "And my four co-workers, are they going to also return?" He said, "If they want to return, they can return, but we demand from you to return and not to bother about the rest." I answered, "If we all return united and with the demands we have been offered in writing, we would return the following day, but alone, I was not returning." Cruz credibly testified that on the same day he was similarly contacted at home by Pelletier and Enriquez who asked Cruz, in substance, why he did not go to work and "forget about the rest." Cruz answered "that if [Pelletier] was interested in talking personally to each individual, as he told me, why didn't he organize a group and talk to us?" Pelletier and Enriquez also spoke with Nazario and Cruz together on September 11, telling them "to forget about the rest and go back to work." They answered that they could not give Pelletier an answer unless "the whole group were present," and unless reinstatement was offered the "whole group." 29 That evening the five employees went to the plant and spoke with Pelletier. The employees reiterated their demand that the terms agreed to orally be "put in writing" but Pelletier refused3o On September 13, Respondent sent the following letter, which was identical in text except for reporting times, to each of the five employees: On three occasions, on the 7th, the 8th and 10th of the current month of September, I personally notified you, in my capacity as Manager of Crimptex, Inc. of San German, that this factory was resuming operations and that you should have reported to work. On the 11th of this month I again ratified by telegram sent to you through the telegraph office of San German that you should have reported to your work on the 8:00 A.M. shift. 26 The foregoing is prediacted upon the credited testimony of Angel Cruz 27 The credited testimony of Cruz and Pelletier 28 They were to report on September 12, 'Cruz on the midnight shift commencing at 12 p in ; Cuevas and Gonzalez at 8 a in ; and Nazarlo, at 4 p m. 29 The foregoing is predicated upon the credited testimony of Vega as supported in essential aspects by Nazario and Pelletier. 30 The credited testimony of Vega and Gonzalez. Pelletier's testimony is not to the con- trary but places this meeting on the morning of September 11. He admitted, however, his recollection on this score was not clear Accordingly, I find that the meeting took place on the evening of September 10. CRIMPTEX, INC. 463 Since the day of September 13 has gone by without you having reported to work, notwithstanding the notices given to you nor you having informed any impossibility to do so I understand your not having reported to work demon- strates ,that you are not interested in continuing working for this company. Very truly yours, CRIMPTEX, INC. On September 14 the five employees sent a letter to Pelletier responding to his letter of the previous day. The letter in part stated that "there still prevails among us a primordial reason for which we are not able to report to work." The letter continued, "Since you do not have authority to solve certain points mentioned to you personally and by letter to you it is necessary for us to receive a firm and satisfactory answer from Mr. Emile A. Benoit owner of that company before resum- ing our functions as supervisors at Crimptex Corporation." On September 18, the five employees went to the San Juan office of the Inter- national Ladies Garment Workers Union and there spoke to two union officials. Each of the five employees executed an authorization card.31 The following day, September 19, the five met with Pelletier and offered their services unconditionally, withdrawing their demands that the terms orally agreed upon be reduced to writing. Pelletier refused, stating that he had hired replacements32 Thereafter, on September 27, the five employees went as a group and spoke with Pelletier and Enriquez, again offering to return to work unconditionally. Neither did they on this occasion advance any demands for a written contract.33 Pelletier answered that there was no work for them, that they had been replaced.34 At no time during the meetings between management and the five Charging Parties nor in the accompanying correspondence did the five Charging Parties request or demand Respondent to recognize and bargain with them as a collective-bargaining entity, nor did they at any time inform Respondent that they had signed union authorization cards.35 On September 27 there occurred a work stoppage engaged in by all but two or three of Respondent's employees. The strike lasted for 3 or 4 days and ended when union representatives met with the employees and advised them to report to work immediately.36 D. Respondent 's replacement efforts On September 18 Respondent commenced to designate replacements for the five Charging Parties. In all, four were selected , one on September 18, another on September 19, and two on September 23. Subsequently, on November 18 two in- dividuals were employed as replacements for the two employees designated on September 18 and 19 , respectively .37 So far as the Respondent 's evidence reveals no replacement for Gonzalez had been hired on September 19, nor later secured, at least during periods pertinent herein. I find that on September 19 Respondent had not permanently replaced Gonzalez in his rank-and-file shop position. E. Pertinent union activity In mid-August 1962, the five Charging Parties met with representatives of the Garment Workers and executed authorization cards and entrusted them to the a The credited testimony of Vega 31 The credited testimony of Vega, Cruz, and Gonzalez. The finding that on September 19 the five employees offered unconditionally to return to work is predicated upon the testi- mony of Vega and Cruz. The testimony of Pelletier as to when the five employees first offered unconditionally to return to work was confused and, although I am convinced he endeavored earnestly to recall accurately when, after the September 10 meeting, the un- conditional offer was first made, his recollection was most hazy. Accordingly, I have placed no reliance upon his testimony relating to this issue in making the above finding. 3' The credited testimony of Vega, Cruz, and Gonzalez. 3a The credited testimony of Gonzalez 3' The credited testimony of Pelletier. 3' The credited testimony of Pelletier, as supported by the credited testimony of Shop Steward Padovani 37 The parties stipulated to the above facts at the hearing I have carefully reviewed the evidence of record for the purpose of determining if the replacements effected on Septem- ber 18 and 19 were permanent or were merely transitory reassignments designed to meet temporary emergency conditions . I conclude and find that they were permanent replacements. 464 DECISIONS OF NATIONAL LABOR RELATIONS BOARD custody of Shop Steward Padovani, with instructions that he keep them until they requested him to present them to Pelletier. Subsequently on September 18, as set forth above, the Charging Parties executed authorization cards to replace the previous ones. Thereafter, they requested Padovani to present the cards to Pelletier and on September 20 Union Representa- tive Torro and Shop Steward Padovani called on Pelletier and did so. Upon being presented with the cards, Pelletier answered that "those people were supervisors" and that they were no longer employed because they "had abandoned their jobs." Conclusions The ultimate disposition of this proceeding turns upon principles by now well established. Employees who together make common cause and act in concert in presenting demands for the improvement of their wages and conditions of work are engaged in protected concerted activity within the meaning of Section 7 of the Act.38 Moreover, by their joint activity they may, in certain circumstances, con- stitute themselves a labor organization within the meaning of the Act.39 When, in furtherance of these demands they withhold their services which the employer is requesting and predicate their return to work upon total acceptance of their demands both in form and substance, they become economic strikers with the accompanying legal rights and risks attendant thereto. Applicable here in this respect is the statement of Trial Examiner Ordman, adopted by the Board in Valley Dye Cast Corp., 130 NLRB 508, 515: Generally speaking, strikers retain their status as employees of their employer and are protected against unfair labor practices denounced by the Act. In the case of an economic strike, however, an employer may, in order to protect his legitimate interests, permanently replace the strikers and, to the extent that he does so, he is not required to reinstate them. Absent such replacement, however, the employer may not discharge or refuse upon request to reinstate economic strikers. Such action constitutes a reprisal for the mere act of striking and pro tanto trenches upon a guarantee specifically vouchsafed by Sections 7 and 13 of the Act. See also Section 2(3) of the Act. The findings of fact above made, predicated in significant part upon evidence undisputed, reveal that the five Charging Parties acted in concert in presenting economic demands through joint meetings with Respondent's managing agents and through joint, written demands directed to Respondent's highest official, as well as to the managers at the plant level. They continued to press these demands and to withhold their services at times when Respondent was requesting their return to work and seeking their services, informing Respondent that they intended to do so until their demands were resolved in a form satisfactory to them. In view of their common interest and the joint nature of their action and the purpose for which they together acted, in the circumstances here found they constituted themselves a labor organization within the meaning of Section 2(5) of the Act .40 Moreover, in con- certedly insisting that Respondent grant in writing the economic benefits which they had sought and to which the Respondent had orally agreed, the five Charging Parties were engaged in protected activity. If the Act guarantees to employees the right to seek concertedly improvement in their working conditions, it perforce would pro- tect them in their concerted attempt to secure incorporation of the benefits in a written rather than oral agreement. But on the other hand, it cannot be doubted, in the circumstances here present (including the absence of any formal demand for Respondent's recognition of the five as a bargaining representative and for formal bargaining) that Respondent was asSee Joanna Cotton Mills v. N.L.R.B., 176 NLRB 749, 752-753 (C.A. 4), and cases cited therein; Smith Victory Corporation, 90 NLRB 2089, enfd . 190 F. 2d 56 (C.A. 2) ; Mac Smith Garment Company, Inc, 107 NLRB 84; Latex Industries, Incorporated, 132 NLRB 1 ^ N L R.B. v. Kennametal, Inc, 182 F 2d 817 (CA. 3), enfg. 80 NLRB 1481; Smith Victory Corporation, supra; N.L R B. v. Buzza-Cardoza, 205 F. 2d 889, 891 (C A 9), enfg 97 NLRB 1342; Cleaver-Brooks Mfg Corporation, 120 NLRB 1135, Brown Survey Cor- poration, 119 NLRB 1240, 1255-1256; N L R B v Rugcrofter8 of Puerto Rico, Inc, 213 F 2d 537 (CA 1) 41 See cases cited supra at footnote 39 It is unnecessary in the context of this case to decide whether, as contended by the General Counsel in his opening statement, the five Charging Parties constituted a "residual unit," at least insofar as that term is used as a term of art in representation proceedings CRIMPTEX, INC. 465 under no statutory obligation to reduce to writing the economic benefits orally promised. Rather, Respondent was free as economic necessity dictated to hire replacements for the adamant strikers. But Respondent did not merely, as economic exigencies evolved, hire replacements for the economic strikers. Rather, 4 days before Respondent actually assigned any replacements for the five Charging Parties, it effectively discharged each of them and thereafter engaged in conduct that reveals that unconditional application for reinstatement by all or any of the five would have been futile. This conclusion I reach by considering the wording of Respondent's September 11 telegram to- gether with its September 13 letter, as measured against Enriquez' conference with Gonzalez, Respondent's subsequent rejection of the Charging Parties' September 19 unconditional request for reinstatement, and Pelletier's statement to the representa- tives of the Union that the five were no longer employed. By refusing employment to Gonzalez and to two of the four full-time "supervisors" even though job open- ings were available for them, Respondent visited retribution upon them for their concerted activities, and not merely for their adamant insistence upon a written contract 41 Moreover, the same action revealed a purpose and intention of Re- spondent to penalize each and all of the five for their joint union activity. I am impelled to conclude, therefore, that at all times after September 13 unconditional application by the five would have been futile and would have been similarly rejected for the same motivating reason, and that on September 13 Respondent effectively discharged each and all of them. In view thereof, I conclude and find that in failing and refusing to reinstate the five Charging Parties for the reason above found, Respondent violated Section 8(a) (1) and (3) of the Act, and must remedy its unfair labor practices by offering reinstatement and backpay to each of the Charging Parties in the manner described below in the section entitled "The Remedy." 42 III. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent set forth in section II, above, occurring in con- nection with the operations of Respondent described in section I, above, have a close, intimate, and substantial relation to trade, traffic, and commerce among the several States and tend to lead to labor disputes burdening and obstructing commerce and the free flow of commerce. IV. THE REMEDY It has been found that the Respondent has engaged in unfair labor practices within the meaning of Section 8(a)(1) and (3) of the Act, involving discrimina- tion against employees in regard to their hire and tenure of employment. Since the Respondent's unfair labor practices "go to the very heart of the Act," 43 and constitute a threat of other unfair labor practices in the future, I shall recommend not only that the Respondent cease and desist from the unfair labor practices com- mitted by it and take certain affirmative action in order to effectuate the policies of the Act, but also that it cease and desist from infringing in any manner upon the rights of its employees guaranteed by Section 7 of the Act 44 It has been found specifically that Respondent, on September 19, 1962, discrimi- nated in regard to the hire and tenure of employment of Rafael Vega, Ramon M. Cuevas, Luis A. Nazario, Angel Cruz, and Angel Gonzalez in violation of Section 8(a)(1) and (3) of the Act. I shall recommend that the Respondent offer the aforesaid employees immediate and full reinstatement to their former or substan- tially equivalent positions 45 without prejudice to their seniority or other rights and privileges, and make them whole for any loss of wages that they may have suffered because of the discrimination against them, with backpay computed in the customary manner,46 and with interest added thereto at the rate and compounded in the manner prescribed in Isis Plumbing & Heating Co., 138 NLRB 716. 41 This action would clearly violate Section 8(a) (1) of .the Act and invoke an appropri- ate remedial order requiring Respondent to reinstate and pay backpay to Gonzalez and two of the four unreplaced [Charging Parties. 42 See cases cited supra, at footnote 39. 43N.L.R.B. v. Entwistle Mfg. Co., 120 F. 2d 532 , 536 (C.A. 4). "See May Department Stores v. N.L.R.B., 326 U.S. 376, affg. as mod . 146 F. 2d 66 (CA. 8). 45 The Chase National Bank of the City of New York, San Juan, Puerto Rico, Branch, 65 NLRB 827. OF. W. Woolworth Co., 90 NLRB 289. 734-070-64-vol. 148-31 466 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Upon the basis of the foregoing findings of fact and upon the entire record in the case, I make the following: CONCLUSIONS OF LAW 1. The operations of the Respondent occur in commerce within the meaning of Section 2(6) and (7) of the Act. 2. By dealing with Respondent concerning their wages, hours, and conditions of work, Rafael Vega, Ramon M . Cueva, Luis A. Nazario, Angel Cruz, and Angel Gonzalez constituted themselves a labor organization within the meaning of Sec- tion 2 (5) of the Act. 3. By discriminating in regard to the tenure of employment of Rafael Vega, Ramon M . Cuevas, Luis A. Nazario, Angel Cruz, and Angel Gonzalez, thereby dis- couraging membership in a labor organization of its employees , Respondent has en- gaged in and is engaging in an unfair labor practice within the meaning of Section 8(a)(3) of the Act. 4. By the aforesaid act Respondent interfered with , restrained , and coerced its employees in the exercise of rights guaranteed by Section 7 of the Act, and en- gaged in and is engaging in unfair labor practices within the meaning of Section 8 (a) (1) of the Act. 5. The aforesaid unfair labor practices are unfair labor practices within the meaning of Section 2 ( 6) and (7) of the Act. [Recommended Order omitted from publication.] Wyoming Radio, Inc. and National Association of Broadcast Technicians and Engineers . Case No. AO-62. December 16,1963 ADVISORY OPINION This is a petition filed by Wyoming Radio, Inc., herein called the Employer, for an Advisory Opinion in conformity with Section 102.98 and 102.99 of the Board's Rules and Regulations, Series 8, as amended. In pertinent part, the petition alleges as follows : 1. On August 2, 1963, the National Association of Broadcast Tech- nicians and Engineers, herein called the Union, filed with the Pennsyl- vania State Labor Relations Board unfair labor practice charges against the Employer, alleging violations of the Pennsylvania Labor Relations Act. That proceeding, by stipulation of the parties, has been adjourned pending the issuance of the Advisory Opinion herein. 2. The Employer operates a commercial radio broadcasting station at 38 East Main Street, Nanticoke, Pennsylvania. 3. Except for the allegation that the Employer offers its services, directly and indirectly, to individuals who transact business inside and outside the Commonwealth of Pennsylvania, the petition does not set forth any other commerce data of the Employer. However, in an earlier Advisory Opinion proceeding, the Board had considered the Employer's operations, which, for the fiscal years 1959 and 1960, had an annual gross volume of business of less than $100,000 per annum.' 1 "The Employer 's gross volume of business was $75,517 .07 for the fiscal year ending August 29, 1959 , and was $85 ,387.94 for the fiscal year ending August 27, 1960. If the Board were to project for a year the figure of $26 , 698.25 for the 15-week period between August 27 to December 10, 1960, the gross volume of business would be $92, 553.93." Wyoming Radio , Inc., 130 NLRB 390, 391. 145 NLRB No. 54. Copy with citationCopy as parenthetical citation