Albuquerque Phoenix ExpressDownload PDFNational Labor Relations Board - Board DecisionsJun 24, 1965153 N.L.R.B. 430 (N.L.R.B. 1965) Copy Citation 430 DECISIONS OF NATIONAL LABOR RELATIONS BOARD WE WILL NOT by discriminating against strikers or in any like or similar manner interfere with, restrain , or coerce employees in the exercise of rights guaranteed in Section 7 of the Act. FLEETWOOD TRAILER CO., INC., Employer. Dated------------------- By------------------------------------------- (Representative) (Title) This notice must remain posted for 60 consecutive days from the date of posting, and must not be altered , defaced, or covered by any other mater.al. If employees have any question concerning this notice or compliance with its pro- visions, they may communicate directly with the Board's Regional Office, 849 South Broadway, Los Angeles, California, Telephone No. 688-5204. Albuquerque Phoenix Express and Chauffeurs , Teamsters and Helpers, Local 492, affiliated with International Brotherhood of Teamsters, Chauffeurs , Warehousemen and Helpers of America (Ind.). Case No . P38-CA-1140. June 24, 1965 DECISION AND ORDER On March 17 1965, Trial Examiner James R. Webster issued his Decision in the above-entitled proceeding, finding that the Respondent had engaged in and was engaging in certain unfair labor practices, and recommending that it cease and desist therefrom and take certain affirmative action, as set forth in the attached Trial Examiner's Deci- sion. Thereafter, the Respondent filed exceptions to the Trial Exam- iner's Decision and a supporting brief, and the General Counsel filed an answering brief. Pursuant to the provisions of Section 3 (b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with this case to a three-member panel [Members Fanning, Brown, and Jenkins]. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions and briefs, and the entire record in this case, and hereby adopts the Trial Examiner's findings, conclu- sions, and recommendations as modified herein. In finding that Respondent's over-the-road drivers stationed at the Albuquerque terminal constituted an appropriate unit for bargaining, the Trial Examiner excluded from this unit Respondent's "bobtail" truckdriver stationed in Hobbs, New Mexico, primarily because he was a local pickup and delivery driver. We note, in addition, that Respond- ent's president testified that the Hobbs driver does not ordinarily have contact with the employees in Albuquerque, which is over 300 miles from Hobbs; he is paid on a different basis than the Albuquerque over-the-road drivers; and he is "pretty much" his own boss at Hobbs. 153 NLRB No. 47. ALBUQUERQUE PHOENIX EXPRESS 431 These factors, and the differences in equipment and type of operation involved, show that the Hobbs driver lacks a sufficient community of interest to be included in the unit of Albuquerque over-the-road drivers. The Trial Examiner has found that the wage benefits unilaterally withdrawn on September 20, 1964, following the filing of unfair labor practice charges, like the unilateral granting of these benefits on Sep- tember 7, 1964, was violative of the Act, and he recommended that Respondent be ordered to make whole the employees for any loss they suffered as a result thereof. However, the record shows that, on November 20, 1964, Respondent reinstated the benefits retroactive to September 1, when they were originally effective. In view of this reinstatement, the General Counsel, in his brief, states that no backpay remedy is being requested herein. We shall not, in these circumstances, adopt the backpay requirement recommended by the Trial Examiner. Also, inasmuch as Respondent has reimbursed the employees for any loss they may have suffered as a result of its September 20 action, and as we are finding and remedying 8 (a) (5) violations based on other conduct, we deem it unnecessary, in order to adequately effectuate the policies of the Act, to decide whether, on September 20, Respondent further violated the Act as found by the Trial Examiner. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby adopts as its Order the Recommended Order of the Trial Examiner, as modified herein, and orders that the Respondent, Albuquerque's Phoenix Express, Albuquerque, New Mexico, its officers, agents, successors, and assigns, shall take the action set forth in the Trial Examiner's Recom- mended Order, as so modified : 1. Delete paragraphs 1(c) and (d) and substitute the following as paragraph 1(c) : "(c) In any like or related manner interfering with, restraining, or coercing its employees in the exercise of the rights guaranteed in Sec- tion 7 of the Act." 2. Delete paragraphs 2(b) and (c) and renumber paragraphs 2(d) and (e) as 2(b) and (c). 3. Make the following changes in the Appendix to the Recom- mended Order (Notice to All Employees) : a. Eliminate the second indented paragraph, beginning with the words "WE WILL NOT discourage membership ..." and ending with the words "condition of employment." 432 DECISIONS OF NATIONAL LABOR RELATIONS BOARD b. Substitute the following paragraph for the third indented paragraph: I'VE WILL NOT in any like or related manner interfere with, restrain , or coerce our employees in the exercise of their rights to self-organization , to form labor organizations , to join or assist said Union, or any other labor organization, to bargain collectively with representatives of their own choosing, and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from any or all such activities. c. Eliminate the fifth indented paragraph, beginning with the words "WTE WILL make all .. ." and ending with the words "in Sep- tember 1964." 4. The telephone number for Region 28, appearing at the bottom of the Appendix attached to the Trial Examiner's Decision, is amended to read : Telephone No. 247-2505. TRIAL EXAMINER 'S DECISION STATEMENT OF THE CASE This proceeding , with all parties represented , was heard before Trial Examiner James R. Webster in Albuquerque , New Mexico , on January 12, 13, 14, and 15, 1965, on complaint of the General Counsel and answer of Albuquerque Phoenix Express, herein called Respondent . The complaint was issued on October 30, 1964, upon a charge filed September 8, 1964, and amended September 21, 1964 The complaint alleges that Respondent has refused to bargain with Chauffeurs, Team- sters and Helpers, Local 492, has bargained directly and individually with employees and has made unilateral changes in wages and working conditions of employees in violation of Section 8(a)(1), (3 ), and (5) of the National Labor Relations Act, as amended, herein called the Act. The General Counsel and the Respondent have filed briefs and they have been carefully considered . Upon the entire record and my observation of the witnesses, I hereby make the following: FINDINGS OF FACT 1. THE BUSINESS OF THE RESPONDENT Respondent is now , and has been at all times material herein , a corporation duly organized under and existing by virtue of the laws of the State of New Mexico. Respondent maintains its principal office and place of business in the city of Albu- querque, New Mexico, where it is engaged as a common carrier in the transportation of freight by trucks operating principally in the States of New Mexico and Arizona. Respondent derives in excess of $50,000 annually for its interstate transportation services and is an essential link in the transportation of commodities in interstate commerce. I find that Respondent is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. II. THE LABOR ORGANIZATION INVOLVED Chauffeurs , Teamsters and Helpers , Local 492, affiliated with International Broth- erhood of Teamsters , Chauffeurs, Warehousemen and Helpers of America (Ind.), referred to as the Union , is, and has been at all times material herein, a labor organi- zation within the meaning of Section 2(5) of the Act. ALBUQUERQUE PHOENIX EXPRESS III. THE ALLEGED UNFAIR LABOR PRACTICES 433 A. Sequence of events and issues On July 4, 1964, Union Organizer Roger Wallace had his first meeting with the over-the-road drivers of Respondent. At that meeting, applications for membership in the Union were signed by the following drivers: Ronnie D. Stone, Lewis A. Winston, R. F. Box, Ben Feerer, Jr., E. T. Weaver, and Lawrence L. Cooley. An application was also signed on that date by driver J. C. Pope, and one was signed on July 28, 1964, by driver J. W. Hester, the vacation relief driver. In letter dated July 29, 1964, the Union requested recognition of Respondent and forwarded the membership cards for Respondent's inspection. In part, the letter stated as follows: Enclosed please find signed applications from a majority of your over-the- road truck drivers designating us as their representatives for the purpose of col- lective bargaining. This Local Union is seeking to represent your employees in a unit of all over- the-road truck drivers employed at your Albuquerque, New Mexico terminal located at 4500 McLeod Rd., N. E., but excluding all other employees. We ask that you consider these signed cards by your employees as our proof of majority. This Local Union, Chauffeurs, Teamsters and Helpers Local 492, would like to direct your attention to Article (2), Section (3) "Scope of Agreements" and "Non Covered Units" of the National Master Freight Agreement: "This Agree- ment shall not be applicable to those operations of the Employer where the employees are covered by a collective bargaining agreement with a Union not signatory to this Agreement or to those employees who have not designated a signatory Union as their collective bargaining agent. At such time as a major- ity of such employees in an appropriate bargaining unit designate, as evidenced by a card check, a signatory Union as their collective bargaining agent, they shall automatically be covered by this Agreement and applicable Supplemental Agreements. In such cases the [sic] parties may by mutual agreement work out a wage and hour schedule." We ask that you set an early meeting date at which time we can discuss the wages, hours of work, and other conditions of the employees in the unit requested by us. The letter was opened at Respondent's general offices by Secretary Mildred Daugherty. She read the letter and noticed that a number of approximately 3- by 5-inch cards were enclosed and held together by a rubber band. During the day she had occasion to talk by long distance telephone with Duncan McLeod, president and general manager of Respondent. She informed him of the receipt of the letter, and he instructed her to send it to Respondent's attorney, Leonard Pickering. She put the letter and the cards back into the envelope and gave it to another employee to deliver to Attorney Pickering. She did not look at or examine the cards nor did anyone at Respondent's offices do so. Pickering also did not examine the cards. By letter dated August 3, 1964, Pickering replied to the Union's letter as follows- I wish to acknowledge receipt of your letter of July 29th addressed to Mr. McLeod of Albuquerque Phoenix Express. Mr. McLeod is out of town and will be for several days. I will take your letter up with him and be back in touch with you after his return. In your letter you state you are seeking to represent Apex employees "in a unit of all over-the-road truck drivers employed" at the Albuquerque terminal and excluding all other employees. Next you call attention to an article you quote from the "National Master Freight Agreement which states in essence that when a majority of employees in an appropriate unit designate the Team- sters as their bargaining agent that they should automatically be covered by this National Master Freight Agreement and applicable supplemental agreements. Thus I find your letter somewhat contradictory and confusing, and in the inter- est of clarification while awaiting Mr. McLeods return, it would be helpful if you would advise: 1. Whether it is your understanding or contention that Albuquerque Phoenix Express is a party to this National Master Freight Agreement to which you have referred. 796-02 7-66-vol 153-29 434 DECISIONS OF NATIONAL LABOR RELATIONS BOARD 2. If so, is it your contention that the provision which you have quoted in your letter as being from this National Master Freight Agreement applies in this particular situation and that the over-the-road drivers would thereby automatically be covered by this National Master Freight Agreement? 3 If your answer to my second question is "Yes", would you please advise what items or areas would be open for negotiation if you are, and are recognized as, the collective bargaining representative of the subject employ- ees. 4. If it is your understanding or contention that Albuquerque Phoenix Express is a party to and bound by the said National Master Freight Agree- ment, would you please advise upon what basis you have such understand- ing or make such contention. 5. Or is it your position on the other hand that Albuquerque Phoenix Express is not a party to the National Master Freight Agreement and that the employees in the unit that you are requesting would not automatically be covered by said agreement and that the entire matter of wages, hours and working conditions would be subject to negotiations if you are and are recognized as the collective bargaining agent for the subject employees? You enclosed a packet of cards which you ask in your letter that we con- sider as proof of your majority. Inasmuch as I do not know at this time whether or not Mr. McLeod would want to examine these cards for the pur- pose of determining whether or not you represent a majority of his over-the- road drivers, I am returning the same to you unexamined and ask that you do not mail or otherwise submit them to the company unless we request you to do so and agree to make a card check. As both you and I aie aware, certain complications and inferences could arise if an agent of the company made an examination of these cards, therefore I am declining to so examine them at this time in Mr. McLeod's absence. I will appreciate an early reply to my questions in order that I may be pre- pared to discuss this matter with Mr. McLeod immediately upon his return to this city. On August 17, 1964, the Union dispatched another letter to the Respondent requesting recognition and bargaining for all over-the-road drivers and again enclosed the membership cards. This letter acknowledged receipt of Pickering's letter of August 3, but did not reply to the questions he presented. A carbon copy of this letter (without membership cards) was sent to Pickering and was opened and read by him. The letter stated in part as follows: It has since come to my attention that you in fact may not at this time be a party to the National Master Freight Agreement. In view of this, this Local Union, Chauffeurs, Teamsters & Helpers Local #492 again request that you recognize it as the majority representative of your employees consisting of a unit of "all over-the-road drivers employed at your Albuquerque, New Mexico terminal located at 4500 McLeod Rd., N. E.; but excluding all other employees". The envelope containing the original letter and the membership cards was not opened by Respondent but was sent to Pickering unopened.1 On August 18, 1964, the Union filed a petition in Case No. 28-RC-1247, seeking an election in a unit including all over-the-road drivers of Respondent employed in Albuquerque, New Mexico. By letter dated August 27, 1964, from Attorney Pickering, Respondent informed the Union of its receipt of a copy of the representation petition, and stated as follows: I wish to advise that we agree that it would be best to have the NLRB conduct a secret ballot election to determine the true wishes of the employees involved. I further wish to advise that the Company doubts that a majority of its employ- ees desire Union representation. Further, regardless of the number of employ- ees that your Union may have had signed up on cards, the Company has infor- mation from some employees to the effect that they were pressured into signing the cards and did not at the time, and do not now, desire to be represented by your Union. As to your sending some cards to the Company the second time after I returned them to you and requested that you not submit them again unless I This envelope, unopened, was offered in evidence by Respondent as Respondent's Exhibit No. 22, and a photostatic copy of the face of the envelope was substituted for the original. ALBUQUERQUE PHOENIX EXPRESS 435 requested , I wish to advise that your letter, apparently containing the same, remains in my possession unopened . We have never agreed to make a card check and do not believe at this time that this would be the best or proper way to ascertain the true wishes of our employees. The General Counsel contends that shortly after receiving the Union's letter of July 29 requesting recognition, Respondent began bargaining directly with employ- ees, individually and in groups. As a consequence of thes econferences with employ- ees in August and early September 1964, Respondent made changes in the rates of pay and working conditions of the over-the-road drivers, effective September 1, 1964, as follows. These changes were announced to employees by letter dated Septem- ber 4, which was discussed with the employees, and copies were handed to them at a meeting of drivers called by Respondent on September 7, 1964. The letter listed the following changes: 1. Albuquerque to Phoenix 2 man $30.00 per man per manifest, with or without drops. [Before the change, drivers received $30 00 with drops--deliv- ery or pickup of freight-and $27.50 without drops.] 2. Mileage rate regular 2 man , 61/4¢ per mile per man. [Before the change, drivers received 51/2 0 per mile per man.] 3. Mileage rate, explosives , 63/40 per man per loaded mile, empty miles at regular mileage rate. [Before drivers received 51/2 ^ per mile per man, whether loaded or empty.] 4. HEARM loads 2 to be paid on basis of explosive rate. [A change from the rate of 51/2 ¢ per mile to 63/4 ¢ per mile ] 5. Single operation, 101/40 per mile. [A change from 83/4¢ per mile] 6 Layover time will be paid at $3.07 per hour per man, after twelve hours. [A change from $1.171/2 per hour.] 7. In figuring pay on manifest between Albuquerque and Phoenix, extra miles will be paid at the rate of 61/2¢ per mile for excess miles, using the $30 00 as a base for the regular 460 miles. [Before it was 51/2¢ per mile.] 8. On escort or security runs where you are required to wait or are delayed in transit due to escort officers, you will be paid for delay time in excess of two hours, accumulated on entire run at layover rate. [Before drivers received no extra compensation for delays of this sort.] 9 Layover time to be accumulated at intermediate points as well as terminal point, and the excess of 12 hours will be paid at the layover rate. [Before lay- over time was not cumulated from point to point.] Another complaint of drivers regarding air conditioning in an apartment in Phoenix used on layovers was taken care of by Respondent effective September 1, 1964, and drivers concerned were notified by letter dated September 2, 1964. The meeting of all over-the-road drivers on September 7 was held by Respondent at Eby's Restaurant in Albuquerque. Pickering was present and each item of the above-listed changes was discussed, and the agreement or acquiescence of the drivers was secured. On the following day Respondent dispatched the following letter to the drivers: Supplement to our letter of Sept. 4 re new wage scale. Breakdown time in transit to be paid at layover rate less two hours , until you are able to go off duty. Off duty time to be paid at one-half layover rate. The one-half rate hours to be accumulated as layover time for complete run. The excess over twelve hours to be paid at layover rate. The original charge herein was filed on September 8, 1964. On October 28, 1964, the Union withdrew its petition in Case No. 28-RC-1247. On September 20, 1964, Respondent held another meeting of employees and announced that the wages and changes in working conditions granted earlier in the month would be withdrawn. Pickering addressed the group of drivers and stated that. It appeared to him that "evidently somebody about broke his neck getting down to the Labor Board or the Union with this letter" containing the wage increases, since the Union has filed a charge against the Company complaining of the wage increases as an unfair labor practice, Respondent would have to withdraw them until the matter is straightened out; if the matter could be straightened out, the increases would be reinstated; otherwise the increase could be delayed in litigation for approximately 2 years. 2A HEARM load is a load of high explosive radioactive material transported for the Atomic Energy Commission. 436 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Pickering announced to employees that Respondent had always tried to stay in line with other companies as to union scale Employee Winston asked why Respond- ent was against the Union if this was the case. Pickering replied that most companies preferred to operate without a union. At this meeting the following letter was handed to each driver: As you know, in our letter to you of September 4th which was presented to you at our Company meeting on September 7th at Eby's Restaurant, we announced certain pay increases in keeping with past Company policy for periodic adjustments to keep your pay approximately the same, or a little bet- ter, than that provided by our competitors. As you know, this has always been our policy. As you will recall, we announced that such changes would be effective Sep- tember 1, 1964. Prior to making this announcement we checked with our Attorney as to whether or not it was proper for us to go ahead and make these adjustments as we had done in the past inasmuch as the Teamsters Union had recently filed a Petition asking the NLRB to conduct an election among our over-the-road drivers [sic] to determine whether or not the majority of you desired to be represented by the Teamsters Union We were advised that it would be proper for us to go ahead and make these adjustments as we had planned in view of our past practices in doing so, and that therefore our purpose in going ahead should not be misinterpreted. We want you to know that the NLRB Petition filed by the Teamsters had nothing whatsoever to do with our making these adjustments. They would have been made even if we had not heard the word "Teamsters" mentioned. We feel sure that you know this based upon our past performances in making periodic adjustments. As times change, the cost of living goes up, and employ- ees of our competitors received wage adjustments, we have always tried to remain competitive and intend to continue to do so in the future regardless of any union question. Since making this announcement we have had charges filed against us by the Teamsters Union. They have alleged that we would be in violation of the law if we go ahead as we planned and put these changes into effect. Therefore, we regret we have to advise you that in view of this Teamsters' charge filed with the National Labor Relations Board, we will not be able to go ahead with the announced adjustments as we had planned, pending the investigation and out- come of this charge. If it is determined by the NLRB, upon completion of their investigation and handling of this charge, that it is proper and permis- sible for us to go ahead with the adjustments as planned, and as we have done in the past, then we will be able to go ahead and give you the benefit of these adjustments as announced. In the meantime, until this charge can be disposed of, we are forced to maintain the status quo, that is, we will have to hold up from placing into effect the adjustments we planned. We sincerely regret that the Teamsters Union has elected to take this course of action in making such an unfair charge. Again we want to make it clear that we did not plan and announce these adjustments in any attempt to try to sway or persuade you in connection with the question as to whether or not you would want the Teamsters Union to represent you or to attempt to influence your vote in the matter. We recognize that it is our employees legal and moral right to decide for yourselves whether or not you wish to be represented by the Team- sters Union, or any other labor organization, in your dealings with us. In that connection we also know that under the law we cannot make any promises of benefit to attempt to persuade you to vote one way or the other, and we have no intention of trying to do so. However, we also believe that we have a legal right to make wage adjustments as announced, and as properly indicated, con- sistent with our past practices. We trust and hope that the NLRB will agree with our position in that connection and dismiss the charge which the Teamsters Union has filed in an attempt to prevent us from making the announced adjustments. On the following day, September 21, the Union filed an amended charge adding that the Respondent's action in rescinding and discontinuing the wage increases and changes in terms and conditions of employment constituted a further unfair labor practice. Later, in November 1964, after issuance of complaint herein, Respondent reinstated the wage increase previously announced to the employees. This was announced to the drivers by the following letter dated November 20, 1964: Since our letter to you of Sept. 19th advising that we were being forced to hold up on certain pay increases and changes because of the Teamsters' filing some ALBUQUERQUE PHOENIX EXPRESS 437 charges with the NLRB, the NLRB has issued a Complaint against us basically taking the position that they want APEX to recognize and negotiate with the Teamsters Union as your representative without your having any chance to vote on whether of not you want to be represented by them. Thus, it appears that these charges may be involved in litigation for some time. In view of this turn of events, we are now placing all of the announced changes into effect. It is our position that our employees should not be made to suffer because of the positions of the Teamsters Union and the National Labor Rela- tions Board. Thus, in this, we feel justified in keeping our word to you and making these changes retroactive to the September 1st date as originally announced. Your regular pay check this time includes these changes, and we are also issuing a supplemental check to all concerned to cover these additional amounts for the period from Sept. 1, 1964 covering all pay periods from such date up to the present check. If you have any questions we will be pleased to try to answer the same, and if anyone feels there has been any mistake made in making the adjustment calcula- tions, please bring them to our attention. The issues in this case are as follows: (1) Is the unit that the Union seeks to represent an appropriate unit for bargaining purposes? (2) Did the Union represent a majority of the employees in the unit involved? (3) Was the Union's request for recognition and bargaining an adequate and appropriate request? (4) Was Respondent's questioning of the Union's majority made in good faith? (5) Regarding the conferences with employees, individually and collectively, in August and September 1964, were they violations of the Act in the face of Respond- ent's request for recognition and bargaining, or were they not violations of the Act on the grounds that they were held pursuant to Respondent's past policies? (6) Did Respondent's actions in granting and later withdrawing wage increases in September 1964 constitute violations of the Act? B. The appropriate unit Respondent has terminals in Albuquerque and Roswell, New Mexico, and Phoenix, Arizona. In July and August 1964 all over-the-road drivers, with one exception, worked out of the Albuquerque terminal. Respondent had 13 over-the-road drivers in Albuquerque, and 1 stationed in Reserve, New Mexico, as follows. Albuquerque: R. F. Box Charles Morgan John Hobaugh Roscoe Cook Jim Pope Herman Weaver Lawrence Cooley Ronnie Stone Charles Condrey Ben Feerer Emmet Weaver James Hester Lewis Winston Reserve: Earl Robertson Drivers Hobaugh and Robertson are lease drivers-that is, by lease agreements with Respondent, they furnish, foi a set rate, tractors and drivers to carry freight for Respondent. The trailer on which the freight is carried is owned by Respondent or other trucking companies interlining through Respondent's operations. Herman Weaver and Charles Condrey are drivers furnished by Hobaugh in addition to himself. There is an issue as to whether or not lease drivers are employees of Respondent or independent contractors. Out of the fee paid by Respondent to Hobaugh, he reimburses Weaver and Condrey, but Respondent has the general supervision of all drivers and maintains personnel files on lease drivers "just as any other line driver." Respondent tells them where they are to drive. where they are to make pickups and deliveries, and how they are to perform their duties. Lease drivers who operate out of Albuquerque have the same duties and functions for Respondent as Respond- ent's nonlease drivers and are subject to the same rules and regulations. Lease driver Herman Weaver was terminated by Respondent for the reason that his employ- ment with Respondent violated a company rule prohibiting the employment of rela- tives of other employees, Herman Weaver is a brother of Emmet Weaver, another over-the-road driver. Respondent does not carry workmen's compensation on the lease drivers On one or two occasions, Respondent has employed Hobaugh and Herman Weaver as temporary extra drivers on Respondent's tractors, on these occasions they were remunerated separately from the lease agreement Lease driver Earl Robertson, who resides in Reserve, New Mexico, and who drives between 438 DECISIONS Or NATIONAL LABOR RELATIONS BOARD Reserve and Datil, New Mexico, and Springerville, Arizona, with intermediate stops, is a "combination [freight] agent driver" for Respondent in that area He is paid in a different manner than the other drivers, and operates on his own in that area. Since the time involved in this proceeding, Respondent has employed a driver in Hobbs, New Mexico, who is a combination customer pickup and delivery (local) driver and an over-the-road driver He drives a "bobtail" truck lather than an over- the-road tractor and trailer. He delivers and picks up between Hobbs and Roswell, New Mexico, and vicinity. He is paid on a different basis than the over-the-road drivers, his pay is "based on time plus his pickup and deliveries." General Manager McLeod stated that "he delivers freight and picks up freight all over the place, whereas our regular line drivers drop off at our terminals and stations " He was not employed by Respondent until after the time involved in this proceeding. Respondent takes the position that Hobaugh, H. Weaver, Condrey, Robertson, and the driver in Hobbs are in the appropriate unit as employees The General Counsel in his brief takes no position on Ilobaugh, Weaver, and Condrey, contends that Rob- ertson does not belong in the unit, and does not indicate a position as to the Hobbs driver except to state that he was not employed until after the critical period involved. As stated by the Board in Checker Cab Company and its Members, 141 NLRB 583, "In determining whether lease drivers are employees or independent contractors, the Board applies the `right of control' test Where the person for whom the serv- ices are performed retains the right to control the manner and means by which the result is to be accomplished, the relationship is one of employment; but where control is reserved only as to the final results, the relationship is that of an independent contractor." In the decisions of the Board in Hugh Major Truck Service, 124 NLRB 1387, the Board held that the lease drivers involved were independent contractors and not employees on the facts that they may refuse to haul a particular load, have latitude in the selection of their hours of work, and assume responsibilities and risks normally associated with entrepreneurs rather than employees. I find that an appropriate bargaining unit for the purposes of bargaining under Section 9(b) of the Act would include all over-the-road drivers employed by Respondent and would exclude salesmen, freight agents, local pickup and delivery drivers, dock employees, clerical employees, guards and watchmen, and all super- visors as defined in the Act 3 The records of Respondent show that on July 29, 1964, and in August 1964, there were 13 over-the-road drivers in the employ of Respondent at its Albuquerque terminal. Seven of these drivers signed union membership cards on July 4, 1964, and the eighth, Hester, signed one on July 28, 1964. I find that at the time of the Union's request for recognition on July 29, 1964, and at the time of Respondent's expressed refusal to grant recognition, August 27, 1964, the Union represented a majority of employees in the aforementioned appropriate unit. C. The Union's request for recognition and bargaining Respondent contends that the Union has made no clear and unequivocal demand for "bargaining," as the Union, with its demand, has indicated that if recognition is granted, the employees involved would automatically be covered, and Respondent bound, by an existing contract-a National Area Agreement I question the validity of Respondent's contention Union Representative Wallace testified that he was of the opinion that in July 1964, Respondent and another local of the Teamsters Union in Phoenix, Arizona, had a contract covering the dock employees of Respondent in that city and that by the terms of that agreement, if the Respondent recognized a unit of employees in Albuquerque, New Mexico, then the same contract would extend and cover the Albuquerque unit as well as the unit in Phoenix. He stated that he did not know whether there was then or now a contract between a Teamsters local and Respondent in Phoenix and did not know whether legally that contract could be extended to cover a unit in Albuquerque In his second letter of August 17 he expressed these doubts I find that the Union has made an adequate request for recognition and bargaining of Respondent in its letters of July 29 and August 17, 1964, and that these con- stitute a request for recognition and bargaining The description of the unit is adequately and clearly set forth in the Union's letters and the Respondent's conten- tion that the Union seeks recognition "without bargaining" is without merit D. Respondent's dealings with employees and unilateral changes During the middle and latter part of August 1964 McLeod called most of his over- the-road drivers into his office individually and in small groups and inquired of aI would exclude the Hobbs driver as piimarily a local pickup and delivery driver ALBUQUERQUE PHOENIX EXPRESS 439 them as to their complaints. He talked with James Pope by telephone and told him that he understood there was dissatisfaction among the employees and that he was trying to get it straightened out. He told Winston and Stone that he under- stood that they wished to be represented by the Teamsters Union They answered in the affirmative and he stated, "I've talked to some of the other employees and heard their gripes and I would like to hear yours and see if we can get it straightened out." They told him of their complaints regarding the lack of adequate air condi- tioning in the layover room used by the drivers in Phoenix, Aiizona, of the trouble they had with a "whipping" action of the double trailers, of the lack of layover time and delay en route in the HEARMS loads, the loads of high explosive radioactive material McLeod told them that he would take care of these matters, and in their presence he made a long-distance telephone call to Phoenix iegarding the air condi- tioning and made a call to the representative of the Fruehaut Trailer Company in El Paso, Texas, regarding the whipping action of the double trailer. As to the HEARMS loads, he told them he would woik this out. In August 1964 McLeod asked Feerer what he thought was wrong that the employees were dissatisfied. Feerer replied that he thought they were not being paid like the other lines on the HEARMS loads. About August 18, 1964, McLeod asked Cooley and Emmet Weaver, "What are the gripes?" They informed him of their complaints including the run to Phoenix, the problem of the double trailers, and the HEARMS loads. McLeod then stated to them that "If this stuff is straightened out, well everything will be all right." - As a result of these conferences, the changes previously mentioned in this decision were announced to the employees at a meeting on September 7. At a meeting on September 20 it was announced that these increases would be withdrawn "until we could get this deal settled one way or the other." In November 1964 the increases and changes were reinstated. Respondent contends that the dealings with the employees in August and Septem- ber 1964 and the resulting wage increases and changes of working conditions were made pursuant to an established company policy. McLeod testified that the Com- pany's policy was to get information as to wages paid by its competitors, most of whom had bargaining relations with the Union or other Teamsters locals, and also to talk with employees from time to time and get information as to their complaints and their desires, and then to make changes in wages and working conditions as deemed appropriate. From time to time over the years, meetings were held with the drivers, and with all employees, at which meetings such matters as safety, working conditions, and a company profit-sharing plan were discussed The last such meeting held prior to Respondent's meeting with employees in September 1964 was held in January 1964. At this meeting James Pope, who had been chosen as spokesman for the drivers, urged Respondent to increase the flat rate for runs between Albuquerque and Phoenix from $55 to $60 for each round trip The Respondent shortly there- after agreed to give the employees an increase to $60 per run where there were stops, or drops along the way, and to increase the wage to $57 50 for a round trip where no drops or stops were made. The Teamsters locals in the area negotiated a new contract with certain employers which became effective July 1, 1964. Respondent, with knowledge of this fact, con- tacted two of its competitors in early July in an effort to learn what pay changes might have been made, but was unable to get this information until the latter part of August 1964, for the reason that there was a delay in the printing and distribution of the new contract and apparently the local representatives of the competitors con- tacted did not have the information until that time Respondent contends that its dealings directly with employees in August and September 1964 were pursuant to its past policy, and that in view of rate increases by its competitors effective in July 1964 its past policy warranted changes in wages and working conditions which were made in September 1964. I find that Respondent did over the years of its operations have a policy of getting information as to wage scales paid by union truckhnes with the idea of keeping competitive and of keeping its employees; and I find that over the years Respondent has periodically, but without regular schedule, met with employees to discuss work- ing conditions, wages, safety, etc. but, I am sure this is no more than most con- scientious and alert employers would do where there is no bargaining representative to speak on behalf of the employees. Once, however, the employees have designated a bargaining representative, the general rule is that an employer is under an obliga- tion to cease bargaining and dealing directly with employees and to cease making unilateral changes in working conditions, wages, etc., as he may have been doing in the past 4 'Michael Benevento et at , d/b/a M. Benevento Sand it Gravel Co., 131 NLRB 358, affil 316 F 2d 224( CA 1), and C. J. Glasgow Co., 148 NLRB 98. 440 DECISIONS OF NATIONAL LABOR RELATIONS BOARD E Conclusions Normally, an employer who has been served with notice of filing of a representa- tion proceeding may decline to grant recognition to a union until such time as the union has established its majority status in a repiesentation election But where an employer demonstrates that he does not have a good-faith doubt of majority and engages in unfair labor practices to destroy that majority, then the employer cannot gain by his own misconduct and thereby obviate the responsibility to deal with the bargaining representative chosen by a majority of his employees.5 In this case, the Union having twice presented its signed membership cards to Respondent as proof of its majority status, Respondent scrupulously sought to avoid knowledge of this fact by refusing to look at the cards. During the ensuing weeks, Respondent set about to ascertain the complaints of the drivers as General Manager McLeod understood that the drivers "wish to be represented by the Teamsters Union" and he wanted to get their complaints "straightened out." After meeting with the drivers individually and in groups and ascertaining from them their com- plaints, Respondent met and bargained directly with them regarding increases in wages and improvements in working conditions; and on securing their acquiescence in the changes proposed, they were announced to be effective as of September 1, 1964. I find that on July 29, 1964, and at all times thereafter, the Union did represent a majority of Respondent's employees in an appropriate unit; that on July 29 the Union made a clear and adequate request for recognition and bargaining. I find that Respondent's questioning of the Union's majority was not made in good faith but was made for the purpose of giving Respondent the opportunity to make changes in wages and working conditions which were calculated to pacify the employees and dissuade them from union affiliation. I find that at all times since July 29, 1964, the Union has been the representative of the employees in the unit described above, and by virtue of Section 9(a) of the Act has been, and is now, the exclusive representative of all the employees in said unit for the purposes of collective bargaining with respect to rates of pay, wages, hours of employment, and other terms and conditions of employment, and Respond- ent, by its refusal to recognize and bargain with the Union, by its unilateral changes in wages and working conditions, and by its bargaining directly with employees, has engaged in unfair labor practices proscribed by Section 8(a) (5) and (1) of the Act. As to the withdrawal on September 20, 1964, of the wage increases and changes previously announced, the General Counsel contends that it is a violation of Section 8(a)(3), (1), and (5). Respondent contends that it cannot be guilty of an unfair labor practice in both granting wage changes and in withdrawing them The Board can, and has, ordered an employer to withdraw unilateral changes and return to "status quo" as a remedy for violations of the Acts The question here is one of motive or objective: were the changes withdrawn by Respondent in an attempt to avoid an unfair labor practice, or as a retaliation for the filing of an unfair labor practice charge and as a means of coercing its withdrawal.7 Respondent, in its letter of September 19 and in statements of Pickering, on September 20, placed emphasis on the Union as the villain and cause of the loss of increased wages to the employees, rather than on a desire on the part of Respondent to correct any possible unfair labor practices it may have committed. Respondent apparently did not ques- tion the propriety of its own action in granting the increase. In its letter of Septem- ber 19 Respondent states "we regret we have to advise you that in view of this Teamsters' charge filed with the National Labor Relations Board, we will not be able to go ahead with the announced adjustment as we had planned, pending the inves- tigation and outcome of the charge. . . . We sincerely regret that the Teamsters Union has elected to take this course of action in making such an unfair charge. . . . 6 Medo Photo Supply Corporation v N L R .B, 321 U S. 678; Joy Silk Mills, Inc, 185 F 2d 732 (C A D C ) ; Arts & Crafts Distributors, Inc, 132 NLRB 166 ; Galloway Mann- facturin q Corporation, 136 NLRB 405, affil 312 F 2d 322 (C A 5). 9 John W . Bolton & Sons, Inc, 91 NLRB 989 ; but normally , as stated by the Board in Beacon Piece Dyeing and Finishing Co., Inc, 121 NLRB 953 , where a return to the status quo "might not be to the advantage or satisfaction of the employees ," a restora- tion order is conditioned "upon the affirmative desires of the affected employees" as ex- pressed through their collective -bargaining representative In the instant case, the Union notified Respondent by letter of September 21, 1964 , that Respondent was "free to go ahead with the adjustments in wages and conditions as planned by you " 7 The drivers were due to receive their first paychecks containing the increase on the day the withdrawal was announced ; therefore, the withdrawal was effective from Septem- ber 1, 1964. ALBUQUERQUE PHOENIX EXPRESS 441 However, we also believe that we have a legal right to make wage adjustments as announced, and as properly indicated, consistent with our past practices. We trust and hope that the NLRB will agree with our position in that connection and dismiss the charge with the charge which the Teamsters Union has filed in an attempt to prevent us from making the announced adjustments." I conclude and find that Respondent withdrew the increases as a retaliation for the filing of an unfair labor practice charge and as an effort to discourage activities of employees protected by Section 7 of the Act. Respondent having withdrawn the changes without bargaining on the matter with the Union and having thereby dis- criminated against employees in regard to terms and conditions of employment for the purpose of discouraging union activities, I find that Respondent has engaged in violations of Section 8(a)(5),(3), and (1) of the Act. IV THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent set forth in section III, occurring in connection with the opeiations of Respondent described in section 1, have a close, intimate, and substantial relation to trade, traffic, and commerce among the several States and tend to lead to labor disputes burdening and obstructing commerce and the free flow of commerce. V THE REMEDY Having found that Respondent has engaged in certain unfair labor practices, it is recommended that it cease and desist therefrom, that, on request, it baigain collec- tively with the Union, that it makes employees whole for any loss of pay they may have suffered by reason of the discrimination against them by payment to each of them of a sum of money equal to the amount which each normally would have earned as wages in the absence of the discrimination from the date of September 1, 1964, the effective date of the withdrawal of wage increases, to the effective date of reinstate- ment of said increases, less net earnings of each employee during said period, with interest to be computed on the amount so determined in accordance with Isis Plumb- ing & Heating Co., 138 NLRB 716 It is also recommended that Respondent post appropriate notice to employees as provided in the Recommended Order set forth below, which is found necessary to remedy the unfair labor practices and to effectuate the policies of the Act Upon the basis of the foregoing findings and conclusions and upon the entire record in this case, I make the following. CONCLUSIONS OF LAW 1. Albuquerque Phoenix Express, Respondent herein, is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. 2. Chauffeurs, Teamsters and Helpers, Local 492, affiliated with International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America (Ind.) is a labor organization within the meaning of Section 2(5) of the Act 3. All over-the-road drivers of Respondent, employed at its Albuquerque, New Mexico, terminal, excluding salesmen, freight agents, local pickup and delivery drivers, dock employees, guards and watchmen, and all supervisors as defined in Section 2(11) of the Act, constitute a unit appropriate for the purpose of collective bargaining within the meaning of Section 9(b) of the Act. 4. The Union has been at all times material herein, and is now, the exclusive representative of all employees in the aforesaid appropriate unit for the purpose of collective bargaining within the meaning of Section 9(a) of the Act. 5 Commencing on or about August 3, 1964, and continuously thereafter, Respond- ent has refused to recognize and to bargain collectively with the Union as the collective-bargaining representative of the employees in the aforesaid appropriate unit, thereby violating Section 8(a) (5) of the Act. 6 In August and September 1964, Respondent bargained and dealt directly with employees and made unilateral changes in their working conditions and wages, thereby violating Section 8(a) (5) of the Act 8 7 By withdrawing on or about September 20, 1964, wages and improvements in working conditions previously granted to employees, Respondent has discriminated against employees because of their union activities and because of the filing of an unfair labor practice charge, thereby violating Section 8(a)(3) of the Act. 8 Unilateral changes were made in both the granting and in the withdrawing of wage increases and improvements in working conditions 442 DECISIONS OF NATIONAL LABOR RELATIONS BOARD 8. By conduct described in this decision, Respondent has interfered with, restrained, and coerced its employees in the exercise of rights guaranteed in Section 7 of the Act, thereby violating Section 8 (a) (1) of the Act. 9. The aforesaid unfair labor practices affect commerce within the meaning of Section 2(6) and (7) of the Act. RECOMMENDED ORDER Upon the basis of the foregoing findings and conclusions, and upon the entire record in this case, and pursuant to Section 10(c) of the National Labor Relations Act, as amended, it is recommended that Respondent, Albuquerque Phoenix Express, Albuquerque, New Mexico, its officers, agents, successors, and assigns, shall. 1. Cease and desist from (a) Refusing to bargain collectively with Chauffeurs, Teamsters and Helpers, Local 492, affiliated with International Brotherhood of Teamsters, Chauffeurs, Ware- housemen and Helpers of America (Ind ), as the exclusive representative of all over-the-road drivers employed at Respondent's Albuquerque, New Mexico, terminal, excluding salesmen, freight agents, local pickup and delivery drivers, dock employees, guards and watchmen, and all supervisory employees as defined in the Act. (b) Dealing and bargaining directly with employees, and making unilateral changes in matters of wages and working conditions without prior consultation and bargaining with the above-named Union, as the exclusive collective-bargaining representative. (c) Discouraging membership in or activity on behalf of the Union, or any other labor organization of its employees, by withdrawing wage increases and improve- ments in working conditions, or in any other manner discriminating against employ- ees in regard to any terms or conditions of employment. (d) In any other manner interfering with, restraining, or coercing its employees in the exercise of the rights guaranteed in Section 7 of the Act. 2. Take the following affirmative action in order to effectuate the policies of the Act: (a) Upon request, bargain collectively with Chauffeurs, Teamsters and Helpers, Local 492, affiliated with International Brotherhood of Teamsters, Chauffeurs, Ware- housemen and Helpers of America (Ind ), as the exclusive representative of all employees in the above-described bargaining unit, and, if an understanding is reached, embody such understanding in a signed agreement. (b) Make all over-the-road drivers whole for any loss of pay which they may have suffered as a result of the withdrawal of wage increases granted in September 1964 in the manner and to the extent set forth in the section of this Decision entitled "The Remedy." (c) Preserve and, upon request, make available to the Board or its agents, for examination and copying, all payroll records, social security payment records, time- cards, personnel records and reports, and all other records necessary to analyze and compute the amounts of backpay due under the terms of this Recommended Order. (d) Post at its Albuquerque terminal copies of the attached notice marked "Appendix." 9 Copies of said notice, to be furnished by the Regional Director for Region 28, shall, after being duly signed by a managing representative of Respond- ent, be posted by Respondent immediately upon receipt thereof, and maintained by it for a period of 60 consecutive days thereafter in conspicuous places including all places where notices to employees are customarily posted. Reasonable steps shall be taken to insure that said notices are not altered, defaced, or covered by any other material. (e) Notify the Regional Diiector for Region 28, in writing, within 20 days from the date of the receipt of this Decision, what steps it has taken to comply herewith to It is further recommended that unless, within 20 days from the date of the receipt of the Trial Examiner's Decision, the Respondent shall notify the said Regional Director, in writing, that it will comply with the foregoing recommendations, the National Labor Relations Board issue an order requiring Respondent to take the aforesaid action. e In the event that this Recommended Order be adopted by the Board, the words "a Decision and Order" shall be substituted for the words, "the Recommended Order of a Trial Examiner" in the notice In the further event that the Board's Order be enforced by a decree of a United States Court of Appeals, the words "a Decree of the United States Court of Appeals, Enforcing an Order" shall be substituted for the words "a Decision and Order". 101n the event that this Recommended Order be adopted by the Board, this provision shall be modified to read, "Notify said Regional Director, in writing, within 10 days from the date of this Order, what steps the Respondent has taken to comply herewith 11 WESTINGHOUSE ELECTRIC CORP., ETC. 443 APPENDIX NOTICE TO ALL EMPLOYEES Pursuant to the Recommended Order of a Trial Examiner of the National Labor Relations Board, and in order to effectuate the policies of the National Labor Rela- tions Act, as amended, we hereby notify you that: WE WILL NOT deal or bargain directly with employees nor institute changes with respect to terms and conditions of employment of our employees in the appropriate unit defined below, without bargaining with the Chauffeurs, Team- sters and Helpers, Local 492, affiliated with International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America (Ind.). WE WILL NOT discourage membership in said Union or in any other labor organization of our employees, or discourage the filing of charges under the National Labor Relations Act, by withdrawing wage increases or other benefits granted to our employees, or in any other manner discriminating in regard to their hire or tenure of employment or any term or condition of employment. WE WILL NOT in any other manner interfere with, restrain, or coerce our employees in the exercise of their rights to self-organization, to form labor organizations, to join or assist said Union, or any other labor organization, to bargain collectively with representatives of their own choosing, and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from any or all such activities. WE WILL, upon request, bargain collectively with Chauffeurs, Teamsters and Helpers, Local 492, affiliated with International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America (Ind.) as the exclusive representative of all the employees in the appropriate unit defined below, for the purposes of collective bargaining with respect to rates of pay, wages, hours of employment, and other terms and conditions of employment, and if an understanding is reached, embody such understanding in a signed agreement. All over-the-road drivers, employed at our Albuquerque, New Mexico, terminal, excluding salesmen , freight agents , local pickup and delivery drivers, dock employees, salesmen, guards and watchmen, and supervisors as defined in the Act. WE WILL make all over-the-road drivers whole for any loss of pay which they may have suffered as a result of the withdrawal of wage increases granted in September 1964. All our employees are free to become, remain, or refrain from becoming or remaining, members of any labor organization of their choice. ALBUQUERQUE PHOENIX EXPRESS, Employer. Dated------------------- By------------------------------------------- (Representative) (Title) This notice must remain posted for 60 consecutive days from the date of posting, and must not be altered, defaced, or covered by any other material. Employees may communicate directly with the Board's Regional Office, 1015 Tijeras Avenue, NW., Albuquerque, New Mexico, Telephone No. 243-3536, if they have any question concerning this notice or compliance with its provisions. Westinghouse Electric Corp ., Bettis Atomic Power Laboratory and United Steelworkers of America , District 15, AFL-CIO. Case No. 6-CA-2756. June 24, 1965 DECISION AND ORDER On February 25, 1964, Trial Examiner Eugene E. Dixon issued his Decision in the above-entitled proceeding, finding that the Respondent had engaged in certain unfair labor practices alleged in the complaint 153 NLRB No. 33. Copy with citationCopy as parenthetical citation